Seperately Filed Delaying Amendment Under Securities Act Rule 473 to Delay Effectiveness of a 1933 Act Registration Statement...
22 January 2020 - 8:57AM
Edgar (US Regulatory)
HIGHLAND FUNDS I
300 Crescent Court, Suite 700
Dallas, Texas 75201
January 21, 2020
VIA EDGAR
U.S. Securities and Exchange
Commission
Division of Investment Management
100 F Street,
NE
Washington, DC 20549
|
Re:
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Delaying Amendment for Highland Funds I Registration Statement on Form N-14
|
Ladies and Gentlemen:
Pursuant to Rule 473 under the
Securities Act of 1933, as amended (the Securities Act), Highland Funds I (the Registrant) is hereby filing a delaying amendment with respect to its registration statement on Form N-14
(the Registration Statement) relating to the proposed reorganization of Highland Long/Short Equity Fund with and into Highland Merger Arbitrage Fund. The Registration Statement was filed with the U.S. Securities and Exchange Commission
(the Commission) on November 27, 2019 (Accession No. 0001193125-19-301453), and amended by Pre-Effective
Amendment No. 1 filed on December 23, 2019 (Accession No. 0001193125-19-322354), pursuant to Rule 488 under the Securities Act.
The Registrant hereby amends the Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file
a further amendment which specifically states that the Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act or until the Registration Statement shall become effective on such date as the
Commission, acting pursuant to Section 8(a), may determine.
Pursuant to the requirements of the Securities Act and Rule 478 thereunder, this
delaying amendment has been signed on behalf of the Registrant, in the City of Dallas, State of Texas on this 21st day of January.
No fees are required
in connection with this filing. If you have any questions or comments, please do not hesitate to contact Jon-Luc Dupuy at K&L Gates LLP, counsel to the Registrant, at (617)
261-3146.
Sincerely,
/s/ Lauren Thedford
Lauren Thedford
Secretary
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