Statement of Ownership (sc 13g)
15 February 2019 - 5:48AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Amendment
No. )
INFORMATION
TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND
AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2
Farfetch
Limited
(Name
of Issuer)
Class
A Ordinary Shares
(Title
of Class of Securities)
30744W107
(CUSIP
Number)
December
31, 2018
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☐
Rule 13d-1(c)
☒
Rule 13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
NO.
30744W107
|
Page
2 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Advent
Private Equity Fund IV
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
Kingdom
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
23,416,685
shares, except that Advent Venture Partners, LLP, a British Limited Liability Partnership (“AVP LLP”), the
management company of APE IV, may be deemed to have sole or shared power to vote these shares, and Leslie Gabb (“Gabb”),
Frederic Court (“Court”), Shahzad Malik (“Malik”), Rajesh Parekh (“Parekh”), Peter
Baines (“Baines”), and Michael Chalfen (“Chalfen”), the partners of AVP LLP, may be deemed to
have shared power to vote these shares.
|
6
|
SHARED
VOTING POWER
See
row 5.
|
7
|
SOLE
DISPOSITIVE POWER
23,416,685
shares, except that AVP LLP, the management company of APE IV, may be deemed to have sole or shared power to dispose of
these shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared
power to dispose of these shares.
|
8
|
SHARED
DISPOSITIVE POWER
See
row 7.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,416,685
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.21%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
3 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Advent
Management IV Limited Partnership
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
Kingdom
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
234,110
shares, except that AVP LLP, the management company of AM IV, may be deemed to have sole or shared power to vote these
shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared power
to vote these shares.
|
6
|
SHARED
VOTING POWER
See
row 5.
|
7
|
SOLE
DISPOSITIVE POWER
234,110
shares, except that AVP LLP, the management company of AM IV, may be deemed to have sole or shared power to dispose of
these shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared
power to dispose of these shares.
|
8
|
SHARED
DISPOSITIVE POWER
See
row 7.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
234,110
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.08%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
4 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Advent
Industry L.P.
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
Kingdom
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
908,514
shares, except that AVP LLP, the management company of AI, may be deemed to have sole or shared power to vote these shares,
and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared power to vote
these shares.
|
6
|
SHARED
VOTING POWER
See
row 5.
|
7
|
SOLE
DISPOSITIVE POWER
908,514
shares, except that AVP LLP, the management company of AI, may be deemed to have sole or shared power to dispose of these
shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared power
to dispose of these shares.
|
8
|
SHARED
DISPOSITIVE POWER
See
row 7.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
908,514
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.32%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
5 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Advent
Venture Partners LLP
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
Kingdom
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
24,559,309
shares, except that Advent Private Equity Fund IV (“APE IV”), the holder of 23,416,685 of these shares, AM
IV, the holder of 234,110 of these shares, and AI, the holder of 908,514 of these shares, may each be deemed to have sole
or shared power to vote their respective shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of
AVP LLP, may be deemed to have shared power to vote these shares.
|
6
|
SHARED
VOTING POWER
See
row 5.
|
7
|
SOLE
DISPOSITIVE POWER
24,559,309
shares, except that APE IV, the holder of 23,416,685 of these shares, AM IV, the holder of 234,110 of these shares, and
AI, the holder of 908,514 of these shares, may each be deemed to have sole or shared power to dispose of their respective
shares, and Gabb, Court, Malik, Parekh, Baines, and Chalfen, the partners of AVP LLP, may be deemed to have shared power
to dispose of these shares.
|
8
|
SHARED
DISPOSITIVE POWER
See
row 7.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
6 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Leslie
Gabb
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UK
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Gabb
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Gabb
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
7 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Frederic
Court
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
French
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Court
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Court
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
8 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Shahzad
Malik
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UK
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Malik
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Malik
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
9 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Rajesh
Parekh
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UK
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Parekh
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Parekh
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
10 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Peter
Baines
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UK
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Baines
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Baines
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
11 of 15 Pages
|
1
|
NAMES
OF REPORTING PERSONS
Michael
Chalfen
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
☐
(b) ☐
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UK
Citizen
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
Shares.
|
6
|
SHARED
VOTING POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Chalfen
may be deemed to have shared power to vote these shares in his capacity as a partner of AVP LLP, the management company
of APE IV, AM IV, and AI.
|
7
|
SOLE
DISPOSITIVE POWER
0
shares.
|
8
|
SHARED
DISPOSITIVE POWER
24,559,309
shares that are owned by APE IV, AM IV, and AI, in the amounts of 23,416,685, 234,110, and 908,514, respectively. Chalfen
may be deemed to have shared power to dispose of these shares in his capacity as a partner of AVP LLP, the management
company of APE IV, AM IV, and AI.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,559,309
shares
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.61%
|
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP
NO.
30744W107
|
Page
12 of 15 Pages
|
Item 1 (a).
|
Name
of Issuer:
Farfetch Limited
|
|
Item
1 (b).
|
Address
of Issuer’s Principal Executive Offices:
T
he
Bower, 211 Old Street, London EC1V 9NR, United Kingdom
|
|
Item
2 (a).
|
Name
of Person Filing:
The persons and entities filing this Schedule 13G are Advent Private
Equity Fund IV (“APE IV”), Advent Management IV Limited Partnership (“AM
IV”), Advent Industry L.P. (“AI”), Advent Venture Partners LLP (“AVP
LLP”), and Leslie Gabb (“Gabb”), Frederic Court (“Court”),
Shahzad Malik (“Malik”), Rajesh Parekh (“Parekh”), Peter Baines
(“Baines”), and Michael Chalfen (“Chalfen”), the partners of
AVP LLP (together with APE IV, AM IV, AI, and AVP LLP, the “Filing Persons”).
AVP LLP is the management company of APE IV, AM IV, and AI, and Gabb, Court, Malik, Parekh,
Baines and Chalfen are the partners of AVP LLP.
|
|
Item
2 (b).
|
Address
of Principal Business Office or, if none, Residence:
The address of the principal
place of business for each of the Filing Persons is Advent Venture Partners LLP, 27 Beak
Street, London W1F 9RU.
|
|
Item
2 (c).
|
Citizenship:
AVP LLP is a UK Limited Liability Partnership. APE IV, AM IV, and AI are UK Limited
Partnerships. Gabb, Malik, Parekh, Baines, and Chalfen are UK citizen. Court is a French
citizen.
|
|
Item
2 (d).
|
Title
of Class of Securities:
Class A Ordinary Shares.
|
|
Item
2 (e).
|
CUSIP
Number:
30744W107
|
|
Item
3.
|
If
this Statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
|
|
(a)
|
☐
|
Broker or dealer
registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
☐
|
Bank
as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
☐
|
Insurance company
as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
☐
|
Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
☐
|
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
☐
|
An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
☐
|
A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
☐
|
A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
☐
|
A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
☐
|
A
non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
☐
|
Group,
in accordance with §240.13d-1(b)(1)(ii)(K).
|
If
filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution.
Not
applicable.
CUSIP
NO.
30744W107
|
Page
13 of 15 Pages
|
|
(a)
|
Amount
beneficially owned
: See Row 9 of the cover page for each of the Filing Persons. Each
Filing Person disclaims beneficial ownership with respect to these shares except to the
extent of such Filing Person’s pecuniary interest therein.
|
|
(b)
|
Percent
of class
: See Row 10 of the cover page for each of the Filing Persons.
|
|
(c)
|
Number
of shares as to which such person has
:
|
|
(i)
|
Sole
power to vote or to direct the vote: See Row 5 of the cover page for each of the Filing
Persons.
|
|
(ii)
|
Shared
power to vote or to direct the vote. See Row 6 of the cover page for each of the Filing
Persons.
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: See Row 7 of the cover page for each
of the Filing Persons.
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: See Row 8 of the cover page for each
of the Filing Persons.
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ☐.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person
|
Not
applicable.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person
|
Not
applicable.
|
Item
8.
|
Identification
and Classification of Members of the Group
|
Not
applicable.
|
Item
9.
|
Notice
of Dissolution of Group
|
Not
applicable.
Not
Applicable.
CUSIP
NO.
30744W107
|
Page
14 of 15 Pages
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
February 14, 2019
ADVENT
VENTURE PARTNERS LLP
|
|
|
|
|
|
|
|
|
By:
|
/s/
Leslie Gabb
|
|
/s/
Leslie Gabb
|
|
|
Name:
Leslie Gabb
|
|
|
Leslie
Gabb
|
|
Title:
Finance Partner
|
|
|
|
|
|
|
|
|
ADVENT
PRIVATE EQUITY FUND IV
|
|
/s/
Frederic Court
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
Frederic
Court
|
Its:
Management Company
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Shahzad Malik
|
|
By:
|
/s/
Leslie Gabb
|
|
|
Shahzad
Malik
|
|
Name:
Leslie Gabb
|
|
|
|
|
Title:
Finance Partner
|
|
|
|
|
|
|
/s/
Rajesh Parekh
|
|
|
|
|
|
|
ADVENT
MANAGEMENT IV LIMITED PARTNERSHIP
|
|
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
|
Its:
Management Company
|
|
/s/
Peter Baines
|
|
|
|
|
|
Peter
Baines
|
|
|
|
|
|
By:
|
/s/
Leslie Gabb
|
|
|
|
|
Name:
Leslie Gabb
|
|
/s/
Michael Chalfen
|
|
Title:
Finance Partner
|
|
|
Michael
Chalfen
|
|
|
|
|
|
ADVENT
INDUSTRY L.P.
|
|
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
|
Its:
Management Company
|
|
|
|
|
|
|
|
|
By:
|
/s/
Leslie Gabb
|
|
|
|
|
Name:
Leslie Gabb
|
|
|
|
|
Title:
Finance Partner
|
|
|
|
CUSIP
NO.
30744W107
|
Page
15 of 15 Pages
|
EXHIBIT
A
Joint
Filing Agreement
In
accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing
on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Ordinary Shares
of Farfetch Limited and further agree that this agreement be included as an exhibit to such filing. Each party to this agreement
expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement
agrees that this joint filing agreement may be signed in counterparts.
In
evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 14
th
day of February,
2019.
ADVENT
VENTURE PARTNERS LLP
|
|
|
|
|
|
|
|
|
By:
|
/s/
Leslie Gabb
|
|
/s/
Leslie Gabb
|
|
|
Name:
Leslie Gabb
|
|
|
Leslie
Gabb
|
|
Title:
Finance Partner
|
|
|
|
|
|
|
|
|
ADVENT
PRIVATE EQUITY FUND IV
|
|
/s/
Frederic Court
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
Frederic
Court
|
Its:
Management Company
|
|
|
|
|
|
|
/s/
Shahzad Malik
|
|
By:
|
/s/
Leslie Gabb
|
|
|
Shahzad
Malik
|
|
Name:
Leslie Gabb
|
|
|
|
|
Title:
Finance Partner
|
|
|
|
|
|
|
/s/
Rajesh Parekh
|
|
|
|
|
Rajesh
Parekh
|
ADVENT
MANAGEMENT IV LIMITED PARTNERSHIP
|
|
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
|
Its:
Management Company
|
|
/s/
Peter Baines
|
|
|
|
|
|
Peter
Baines
|
By:
|
/s/
Leslie Gabb
|
|
|
|
|
Name:
Leslie Gabb
|
|
/s/
Michael Chalfen
|
|
Title:
Finance Partner
|
|
|
Michael
Chalfen
|
|
|
|
|
|
ADVENT
INDUSTRY L.P.
|
|
|
|
By:
ADVENT VENTURE PARTNERS LLP
|
|
|
|
Its:
Management Company
|
|
|
|
|
|
|
|
|
By:
|
/s/
Leslie Gabb
|
|
|
|
|
Name:
Leslie Gabb
|
|
|
|
|
Title:
Finance Partner
|
|
|
|
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