Current Report Filing (8-k)
04 June 2021 - 7:10AM
Edgar (US Regulatory)
false000163765500016376552021-05-282021-05-28
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
|
|
|
|
FORM 8-K
|
|
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 28, 2021
|
|
|
|
|
|
|
|
|
|
|
|
Horizon Global Corporation
(Exact Name of Registrant as Specified in Charter)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Delaware
|
001-37427
|
47-3574483
|
|
_____________________
(State or Other Jurisdiction
|
_____________
(Commission
|
______________
(IRS Employer
|
|
of Incorporation)
|
File Number)
|
Identification No.)
|
|
|
|
|
|
47912 Halyard Drive, Suite 100, Plymouth, Michigan
_____________________
|
|
48170
___________
(Zip Code)
|
|
(Address of principal executive offices)
|
|
|
|
|
|
|
|
|
|
|
|
|
Registrant’s telephone number, including area code:
|
|
(734) 656-3000
_____________
|
|
|
|
|
|
Not Applicable
|
________________________________________
(Former name or former address, if changed since last report)
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
|
|
|
|
|
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
Common Stock, $0.01 par value
|
HZN
|
New York Stock Exchange
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
Horizon Global Corporation (the “Company”) held its 2021 annual meeting of stockholders (the “Annual Meeting”) on May 28, 2021. There were a total of 27,002,183 shares of Common Stock outstanding and entitled to vote at the Annual Meeting, and there were 19,798,016 shares of Common Stock represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the Annual Meeting.
The items voted upon at the Annual Meeting and the results of the vote on each proposal were as follows:
Proposal 1. The election of eight directors to serve until the Company's 2022 annual meeting of stockholders:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FOR
|
|
WITHHELD
|
|
BROKER NON-VOTES
|
|
John F. Barrett
|
|
16,603,195
|
|
129,852
|
|
3,064,969
|
|
Terrence G. Gohl
|
|
16,729,304
|
|
3,743
|
|
3,064,969
|
|
Frederick A. Henderson
|
|
16,687,459
|
|
45,588
|
|
3,064,969
|
|
John C. Kennedy
|
|
16,189,469
|
|
543,578
|
|
3,064,969
|
|
Ryan L. Langdon
|
|
15,728,861
|
|
1,004,186
|
|
3,064,969
|
|
Brett N. Milgrim
|
|
15,749,205
|
|
983,842
|
|
3,064,969
|
|
Debra S. Oler
|
|
16,631,288
|
|
101,759
|
|
3,064,969
|
|
Mark D. Weber
|
|
16,086,362
|
|
646,685
|
|
3,064,969
|
Proposal 2. The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
19,796,339
|
|
1,374
|
|
303
|
Proposal 3. The approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
BROKER NON-VOTES
|
|
16,680,799
|
|
42,473
|
|
9,775
|
3,064,969
|
Proposal 4. The recommendation, on a non-binding advisory basis, of the frequency of future advisory votes to approve the compensation of the Company’s named executive officers:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 YEAR
|
|
2 YEARS
|
|
3 YEARS
|
ABSTAIN
|
|
15,109,761
|
|
127
|
|
1,614,315
|
8,844
|
The Company has determined that future stockholder advisory votes on named executive officer compensation will be held every year until the next vote on the frequency of such advisory votes.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HORIZON GLOBAL CORPORATION
|
|
|
|
|
|
|
|
|
|
Date:
|
|
June 3, 2021
|
|
By:
|
|
/s/ Jay Goldbaum
|
|
|
|
|
|
Name:
|
|
Jay Goldbaum
|
|
|
|
|
|
Title:
|
|
General Counsel, Chief Compliance Officer and Corporate Secretary
|
Horizon Global (NYSE:HZN)
Historical Stock Chart
From Jul 2024 to Aug 2024
Horizon Global (NYSE:HZN)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Horizon Global Corporation (New York Stock Exchange): 0 recent articles
More Horizon Global Corp News Articles