Initial Statement of Beneficial Ownership (3)
02 November 2019 - 7:34AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Menneto Steven |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/24/2019
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3. Issuer Name and Ticker or Trading Symbol
Polaris Inc. [PII]
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(Last)
(First)
(Middle)
2100 HIGHWAY 55 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President-Motorcycles / |
(Street)
MEDINA, MN 55340
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3189 | D | |
Common Stock | 7447 (1) | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (2) | 1/29/2024 | Common Stock | 10000 | $125.67 | D | |
Employee Stock Option (right to buy) | (3) | 1/28/2025 | Common Stock | 8000 | $146.63 | D | |
Employee Stock Option (right to buy) | 1/27/2020 | 1/27/2026 | Common Stock | 10000 | $70.18 | D | |
Employee Stock Option (right to buy) | (4) | 1/25/2027 | Common Stock | 32218 | $89.39 | D | |
Employee Stock Option (right to buy) | (5) | 1/31/2028 | Common Stock | 11542 | $113.01 | D | |
Employee Stock Option (right to buy) | (6) | 1/30/2029 | Common Stock | 14436 | $84.58 | D | |
Deferred Stock Units | (7) | (7) | Common Stock | 75 | (8) | D | |
Explanation of Responses: |
(1) | Estimate of the number of shares held in the reporting person's ESOP fund as of October 24, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock. |
(2) | The option vested in two equal installments on January 29, 2016 and January 29, 2018. |
(3) | The option vested in two equal installments on January 28, 2017 and January 28, 2019. |
(4) | The option vests in two equal installments on January 25, 2019 and January 25, 2021. |
(5) | The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021. |
(6) | The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022. |
(7) | At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day. |
(8) | Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and was received upon the vesting of a performance restricted stock unit, but deferred under the Issuer's SERP. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Menneto Steven 2100 HIGHWAY 55 MEDINA, MN 55340 |
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| President-Motorcycles |
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Signatures
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Jennifer Carbert, Attorney-in-Fact | | 11/1/2019 |
**Signature of Reporting Person | Date |
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