dave7933
4 years ago
I just read the list of SEC restricted stocks and LSCG is no longer able to be purchased on TD Ameritrade. You can only sell what you own.
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Dear Valued Client,
The U.S. Securities and Exchange Commission ("SEC) recently approved amendments to rules regarding investor protections when trading in Over the Counter ("OTC") securities. One potential impact of these rule changes is that when current information regarding issuers' financials is not available, and/or quotations are also unavailable, such securities may be designated as Caveat Emptor ("buyer beware"). These changes have the potential to create conditions where the security is difficult to sell or trade.
Effective May 25, 2021, TD Ameritrade will restrict orders in Caveat Emptor-designated securities to liquidation only. Only closing orders will be accepted after this time and existing orders to open new positions will be canceled. We are notifying you as you may have traded in or held positions in securities of this type within the past 12 months.
Why is this change happening?
A Caveat Emptor security is a designation the OTC Markets Group places on a security after a determination was made surrounding the company that there may be potential risk to investors. Caveat Emptor securities also have the potential for illiquid and highly volatile conditions.
Some of the potential risk factors may include:
a potentially misleading or manipulative stock promotion,
known investigation of fraudulent or criminal activity committed by the company or insiders,
regulatory trading suspensions or halts,
disruptive or undisclosed corporate actions, and/or
other reasons related to the public interest.
The current list of impacted securities (which is subject to change) can be found here.
Have Questions? Need Any Help?
We're here for you. Just reply to this message to write us, we're available 24 hours a day, seven days a week.
Sincerely,
TD Ameritrade Client Services
*The list of Caveat Emptor securities is subject to change at any time.
TDA 1002245 EM 04/21
Tims Questions
4 years ago
The quickest way to complain to the SEC is here,https://www.sec.gov/tcr. It is very easy to submit the complaint and anyone that got scammed here should. I would not be surprised to see the insiders dumping free trading after they paraded Fred onto Fox. As there is no reporting requirement they can do whatever the want. Also watch the MM's they are culprits too. Keep an eye on CDEL, in my opinion they are in on it. It was not until they showed up and started shorting that things went really south. Just becasue you are not current in your filings you are not permitted to loot a company.
This is from the last SEC filing where they are encouraging investors to invest in the company for what HEALTHE is today,
"we are seeking to lead the convergence of science and light to improve the environment as well as human health and well-being. Our lighting technology
is designed to consume less electricity for each unit of light produced and we continue to improve our product packaging and lifespan to use fewer materials in the
production and distribution of our lamps and luminaires."
In addition later in the SEC filing they prohibit (and therefore provide comfort to investors against exactly what they did to you) engaging in any competition against the company. What they did is develop the competition WITHIN the company and then stole it
"Non-competition .
(a)
No Party, nor any of its Affiliates, shall engage in any business or enterprise (whether as owner, partner, officer, director, employee,
consultant, investor, lender or otherwise, except as the holder of not more than 1% of the outstanding stock of a public company) that directly or indirectly competes
with the Companyโs Business, which, for purposes of this Section 11.1 , excludes the business of developing, manufacturing, having developed, or having
manufactured LED products, or marketing, selling or distributing any LED products or services solely on a non-private label basis (a โ Competitive Business โ).
Contact the SEC
18
Tims Questions
4 years ago
The quickest way to complain to the SEC is here,https://www.sec.gov/tcr. It is very easy to submit the complaint and anyone that got scammed here should. I would not be surprised to see the insiders dumping free trading after they paraded Fred onto Fox. As there is no reporting requirement they can do whatever the want. Also watch the MM's they are culprits too. Keep an eye on CDEL, in my opinion they are in on it. It was not until they showed up and started shorting that things went really south. Just becasue you are not current in your filings you are not permitted to loot a company.
This is from the last SEC filing where they are encouraging investors to invest in the company for what HEALTHE is today,
"we are seeking to lead the convergence of science and light to improve the environment as well as human health and well-being. Our lighting technology
is designed to consume less electricity for each unit of light produced and we continue to improve our product packaging and lifespan to use fewer materials in the
production and distribution of our lamps and luminaires."
In addition later in the SEC filing they prohibit (and therefore provide comfort to investors against exactly what they did to you) engaging in any competition against the company. What they did is develop the competition WITHIN the company and then stole it
"Non-competition .
(a)
No Party, nor any of its Affiliates, shall engage in any business or enterprise (whether as owner, partner, officer, director, employee,
consultant, investor, lender or otherwise, except as the holder of not more than 1% of the outstanding stock of a public company) that directly or indirectly competes
with the Companyโs Business, which, for purposes of this Section 11.1 , excludes the business of developing, manufacturing, having developed, or having
manufactured LED products, or marketing, selling or distributing any LED products or services solely on a non-private label basis (a โ Competitive Business โ).
Contact the SEC
18
specvestor
4 years ago
A few Maxik patents related to detecting, controlling or killing a virus (biological agent).
Biological agents include bacteria, viruses, fungi, other microorganisms and their associated toxins.
United States Patent 7,824,065
Maxik November 2, 2010
System and method for providing multi-functional lighting using high-efficiency lighting elements in an environment
Among the functions provided to the environment include: lighting, bacteriological control, biological control, pest control, and pollution control.
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United States Patent 9,597,420
Maxik , et al. March 21, 2017
Radiated energy sterilization device and associated method
The present invention relates to systems and methods for an electromagnetic disinfectant system. In particular, the invention relates to an ultraviolet
disinfectant system which can automatically determine when to activate, and the characteristics of the activation, based on the environment
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United States Patent 10,462,874
Maxik , et al. October 29, 2019
Wavelength sensing lighting system and associated methods
The sensed condition may include the presence of a substance, for example, and without limitation, a gas, biological agent, explosive compound,
neurotoxin, element, chemical composition, smog, particulate, or other substance.
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United States Patent 8,840,845
Soler , et al. September 23, 2014
LED fluid purification system and method
Methods for the treatment and purification of fluids (e.g., water) using a light-emitting diode (LED) light source
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United States Patent 8,818,202
Maxik , et al. August 26, 2014
Wavelength sensing lighting system and associated methods for national security application
The lighting system of claim 48 wherein the converted wavelength range of the converted light includes a variable dominant wavelength respective
to the condition in the environment; wherein the dominant wavelength is indicative of a substance in the environment; and wherein the controller correlates the
dominant wavelength with the substance. The lighting system of claim 63 wherein the substance is selected from a group consisting of an object, element, compound,
particulate, and biological agent.