EPT Disclosure
15 March 2007 - 11:03PM
UK Regulatory
RNS Number:0267T
UBS AG (EPT)
15 March 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 14 MARCH 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 27,961 0.00% 70,958 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 27,961 0.00% 70,958 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 950 989p
PURCHASE 1500 997
PURCHASE 1500 997
PURCHASE 1500 997
SALE 269 999
PURCHASE 1500 999.5
PURCHASE 2321 999.5
PURCHASE 49 1000
PURCHASE 1500 1000
PURCHASE 1500 1000
PURCHASE 1025 1000
SALE 9950 1005
SALE 212 1006.5
SALE 60 1007
SALE 2657 1007
SALE 796 1007
PURCHASE 400 1007.5
PURCHASE 484 1007.5
PURCHASE 1288 1007.5
PURCHASE 2516 1007.5
SALE 2000 1007.5
SALE 552 1008
PURCHASE 1583 1008.5
PURCHASE 2400 1008.5
PURCHASE 1913 1008.5
PURCHASE 350 1009.5
PURCHASE 2183 1009.5
SALE 650 1009.5
SALE 800 1009.5
SALE 1140 1009.5
SALE 330 1009.5
SALE 9905 1009.5
SALE 2183 1009.5
SALE 433 1009.5
PURCHASE 258 1010
SALE 2732 1010
SALE 1877 1010
SALE 1503 1010
SALE 2192 1010
SALE 258 1010
SALE 7219 1010
SALE 9000 1010
SALE 900 1010
SALE 670 1010
SALE 730 1010
SALE 1179 1010
SALE 348 1010
SALE 6751 1010
SALE 1050 1010
SALE 800 1010
SALE 278 1010
SALE 1278 1010
SALE 4385 1010
SALE 278 1010
SALE 5196 1010
SALE 189 1010
SALE 1400 1010
SALE 2000 1010
SALE 1426 1010
SALE 511 1010
SALE 1318 1010
SALE 1722 1010
SALE 1078 1010
SALE 1074 1010
SALE 278 1010
SALE 1578 1010
SALE 3448 1010
SALE 1225 1010
SALE 284 1010
SALE 929 1010
SALE 422 1010
SALE 867 1010
SALE 9900 1010
SALE 1317 1010
SALE 584 1010
SALE 4830 1010
PURCHASE 400 1010.5
PURCHASE 3000 1010.5
PURCHASE 1600 1010.5
PURCHASE 1589 1010.5
PURCHASE 2000 1010.5
PURCHASE 350 1010.5
PURCHASE 2411 1010.5
PURCHASE 560 1010.5
PURCHASE 350 1010.5
PURCHASE 1749 1010.5
PURCHASE 417 1010.5
PURCHASE 2124 1010.5
PURCHASE 512 1010.5
PURCHASE 1414 1010.5
PURCHASE 277 1010.5
PURCHASE 1121 1010.5
PURCHASE 274 1010.5
PURCHASE 3026 1010.5
PURCHASE 3300 1010.5
PURCHASE 412 1010.5
PURCHASE 1817 1010.5
PURCHASE 6197 1010.5
PURCHASE 2000 1010.5
PURCHASE 1699 1010.5
PURCHASE 1218 1010.5
PURCHASE 1244 1010.5
PURCHASE 176 1010.5
PURCHASE 5000 1010.5
PURCHASE 2041 1010.5
PURCHASE 1606 1010.5
PURCHASE 239 1010.5
PURCHASE 407 1010.5
PURCHASE 2633 1010.5
PURCHASE 2905 1010.5
PURCHASE 386 1010.5
PURCHASE 694 1010.5
PURCHASE 346 1010.5
PURCHASE 1804 1010.5
PURCHASE 804 1010.5
PURCHASE 2043 1010.5
PURCHASE 953 1010.5
PURCHASE 1118 1010.5
PURCHASE 800 1010.5
PURCHASE 3300 1010.5
PURCHASE 716 1010.5
PURCHASE 5880 1010.5
PURCHASE 2000 1010.5
PURCHASE 374 1010.5
PURCHASE 684 1010.5
PURCHASE 1816 1010.5
PURCHASE 563 1010.5
PURCHASE 1907 1010.5
PURCHASE 2610 1010.5
PURCHASE 382 1010.5
PURCHASE 1974 1010.5
PURCHASE 2533 1010.5
PURCHASE 333 1010.5
SALE 2788 1010.5
SALE 512 1010.5
SALE 3300 1010.5
SALE 1100 1010.5
SALE 800 1010.5
PURCHASE 2959 1011
PURCHASE 5712 1011
PURCHASE 3000 1011
PURCHASE 1915 1011
PURCHASE 2000 1011
PURCHASE 1590 1011
PURCHASE 8301 1011
PURCHASE 3699 1011
PURCHASE 1602 1011
PURCHASE 416 1011
PURCHASE 1174 1011
PURCHASE 3000 1011
PURCHASE 158 1011
SALE 7359 1011
SALE 60 1011
SALE 1724 1011
SALE 213 1011
SALE 4475 1011
SALE 7517 1011
SALE 2435 1011
SALE 59 1011
SALE 2971 1011
SALE 1317 1011
SALE 450 1011
SALE 1405 1011
SALE 3500 1011
SALE 403 1011
SALE 3752 1011
SALE 2403 1011
SALE 2546 1011
SALE 1000 1011
SALE 3695 1011
SALE 1654 1011
SALE 3000 1011
SALE 1300 1011
SALE 2022 1011
SALE 883 1011
PURCHASE 2272 1011.5
PURCHASE 500 1011.5
PURCHASE 350 1011.5
PURCHASE 433 1011.5
PURCHASE 2524 1011.5
PURCHASE 22 1011.5
PURCHASE 223 1011.5
PURCHASE 2400 1011.5
PURCHASE 364 1011.5
PURCHASE 3000 1011.5
PURCHASE 2000 1011.5
SALE 588 1011.5
SALE 4170 1011.5
PURCHASE 87 1012
PURCHASE 1835 1012
PURCHASE 5 1012
PURCHASE 350 1012
PURCHASE 1869 1012
PURCHASE 1076 1012
PURCHASE 2000 1012
PURCHASE 290 1012
PURCHASE 350 1012
PURCHASE 3444 1012
PURCHASE 1611 1012.5
PURCHASE 3000 1012.5
PURCHASE 350 1012.5
PURCHASE 350 1012.5
PURCHASE 1654 1012.5
PURCHASE 1727 1012.5
PURCHASE 2102 1013
PURCHASE 5767 1013
PURCHASE 426 1013
PURCHASE 350 1013
PURCHASE 1051 1013
PURCHASE 449 1013
SALE 1907 1013
SALE 200 1013
SALE 417 1013
SALE 600 1013
SALE 900 1013
SALE 417 1013
SALE 417 1013
SALE 357 1013
SALE 417 1013
SALE 417 1013
SALE 1758 1013
SALE 1152 1013
SALE 67 1013
PURCHASE 863 1013.5
PURCHASE 91 1013.5
PURCHASE 2295 1013.5
PURCHASE 3000 1013.5
PURCHASE 1641 1013.5
PURCHASE 350 1013.5
SALE 1844 1013.5
SALE 196 1013.5
SALE 1604 1013.5
SALE 1369 1013.5
PURCHASE 7731 1014
PURCHASE 1000 1014
PURCHASE 1130 1014
PURCHASE 1000 1014
PURCHASE 2082 1014
PURCHASE 961 1014
PURCHASE 1186 1014
PURCHASE 314 1014
PURCHASE 222 1014
SALE 2495 1014
SALE 7100 1014
SALE 7100 1014
SALE 5000 1014
SALE 352 1014
SALE 278 1014
SALE 1770 1014
SALE 273 1014
SALE 278 1014
SALE 1949 1014
PURCHASE 1495 1014.5
PURCHASE 1050 1014.5
PURCHASE 1665 1014.5
PURCHASE 1473 1014.5
PURCHASE 3868 1014.5
PURCHASE 1226 1014.5
PURCHASE 2606 1014.5
PURCHASE 909 1014.5
PURCHASE 1434 1014.5
SALE 2647 1014.5
SALE 60 1014.5
SALE 5000 1014.5
SALE 1721 1014.5
SALE 696 1014.5
SALE 7440 1014.5
PURCHASE 1183 1015
PURCHASE 1150 1015
PURCHASE 928 1015
PURCHASE 2208 1015
PURCHASE 61 1015
PURCHASE 904 1015
PURCHASE 988 1015
PURCHASE 988 1015
PURCHASE 2988 1015
PURCHASE 443 1015
PURCHASE 226 1015
PURCHASE 9852 1015
SALE 2529 1015
SALE 520 1015
SALE 3641 1015
SALE 3200 1015
SALE 2889 1015
SALE 189 1015
SALE 1411 1015
SALE 1760 1015
SALE 1044 1015
SALE 1970 1015
PURCHASE 1384 1015.5
PURCHASE 1810 1015.5
PURCHASE 2860 1015.5
PURCHASE 1224 1015.5
PURCHASE 1000 1015.5
PURCHASE 1598 1015.5
PURCHASE 3100 1015.5
PURCHASE 1516 1015.5
PURCHASE 1447 1015.5
PURCHASE 1328 1015.5
PURCHASE 1825 1015.5
PURCHASE 42 1015.5
PURCHASE 1600 1015.5
PURCHASE 1812 1015.5
PURCHASE 1843 1015.5
PURCHASE 1000 1015.5
PURCHASE 457 1015.5
PURCHASE 1000 1015.5
PURCHASE 1400 1015.5
PURCHASE 500 1015.5
PURCHASE 1000 1015.5
PURCHASE 800 1015.5
PURCHASE 600 1015.5
PURCHASE 413 1015.5
PURCHASE 277 1015.5
SALE 66 1015.5
SALE 6000 1015.5
SALE 3584 1015.5
SALE 181 1015.5
SALE 3730 1015.5
SALE 1600 1015.5
SALE 700 1015.5
SALE 1200 1015.5
SALE 5400 1015.5
SALE 852 1015.5
SALE 50 1015.5
SALE 3250 1015.5
SALE 3186 1015.5
PURCHASE 1147 1016
PURCHASE 3000 1016
PURCHASE 1000 1016
PURCHASE 8 1016
PURCHASE 2216 1016
PURCHASE 1065 1016
PURCHASE 1832 1016
PURCHASE 1085 1016
PURCHASE 2550 1016
PURCHASE 968 1016
PURCHASE 841 1016
PURCHASE 1100 1016
PURCHASE 3070 1016
PURCHASE 3000 1016
PURCHASE 1600 1016
PURCHASE 600 1016
PURCHASE 800 1016
PURCHASE 1114 1016
PURCHASE 900 1016
PURCHASE 1424 1016
PURCHASE 418 1016
PURCHASE 1151 1016
PURCHASE 149 1016
PURCHASE 6100 1016
PURCHASE 394 1016
PURCHASE 366 1016
PURCHASE 3300 1016
PURCHASE 1200 1016
SALE 2564 1016
SALE 2000 1016
SALE 800 1016
SALE 1250 1016
SALE 7792 1016
SALE 3000 1016
SALE 3900 1016
SALE 1490 1016
SALE 1225 1016
SALE 2053 1016
SALE 224 1016
SALE 1023 1016
PURCHASE 880 1016.5
PURCHASE 3000 1016.5
PURCHASE 1520 1016.5
PURCHASE 1000 1016.5
PURCHASE 1000 1016.5
PURCHASE 900 1016.5
PURCHASE 1345 1016.5
PURCHASE 357 1016.5
PURCHASE 1233 1016.5
PURCHASE 500 1016.5
PURCHASE 500 1016.5
PURCHASE 1184 1016.5
PURCHASE 130 1016.5
PURCHASE 713 1016.5
PURCHASE 659 1016.5
PURCHASE 1100 1016.5
PURCHASE 66 1016.5
PURCHASE 2190 1016.5
PURCHASE 912 1016.5
PURCHASE 1000 1016.5
PURCHASE 2400 1016.5
PURCHASE 1762 1016.5
PURCHASE 1657 1016.5
PURCHASE 1643 1016.5
PURCHASE 1290 1016.5
PURCHASE 1500 1016.5
PURCHASE 3161 1016.5
PURCHASE 839 1016.5
SALE 2606 1016.5
SALE 457 1016.5
SALE 798 1016.5
SALE 2400 1016.5
SALE 695 1016.5
SALE 261 1016.5
SALE 1100 1016.5
SALE 1300 1016.5
SALE 1400 1016.5
SALE 300 1016.5
SALE 5000 1016.5
SALE 1200 1016.5
SALE 938 1016.5
SALE 1762 1016.5
SALE 300 1016.5
SALE 1113 1016.5
SALE 1575 1016.5
PURCHASE 1000 1017
PURCHASE 461 1017
PURCHASE 1011 1017
PURCHASE 1000 1017
PURCHASE 1492 1017
PURCHASE 550 1017
PURCHASE 600 1017
PURCHASE 2000 1017
PURCHASE 1000 1017
PURCHASE 2000 1017
PURCHASE 50 1017
PURCHASE 700 1017
PURCHASE 1599 1017
PURCHASE 2299 1017
PURCHASE 1 1017
PURCHASE 1099 1017
PURCHASE 1182 1017
PURCHASE 722 1017
PURCHASE 1288 1017
PURCHASE 2682 1017
PURCHASE 1734 1017
PURCHASE 1022 1017
PURCHASE 1557 1017
PURCHASE 821 1017
PURCHASE 1600 1017
PURCHASE 133 1017
PURCHASE 1667 1017
PURCHASE 453 1017
PURCHASE 647 1017
PURCHASE 2500 1017
PURCHASE 1400 1017
PURCHASE 3300 1017
PURCHASE 91 1017
PURCHASE 600 1017
PURCHASE 1528 1017
PURCHASE 1649 1017
PURCHASE 4520 1017
PURCHASE 2135 1017
PURCHASE 800 1017
SALE 841 1017
SALE 1840 1017
SALE 668 1017
SALE 3250 1017
SALE 1280 1017
SALE 3115 1017
SALE 327 1017
SALE 1691 1017
SALE 493 1017
SALE 8 1017
SALE 2900 1017
SALE 259 1017
SALE 246 1017
SALE 1278 1017
SALE 143 1017
SALE 1593 1017
SALE 950 1017
SALE 223 1017
SALE 500 1017
SALE 364 1017
SALE 136 1017
SALE 264 1017
SALE 500 1017
SALE 153 1017
SALE 593 1017
SALE 270 1017
SALE 3300 1017
SALE 5463 1017
SALE 4183 1017
SALE 539 1017
SALE 7000 1017
SALE 11 1017
SALE 2581 1017
SALE 3050 1017
SALE 101 1017
SALE 495 1017
SALE 4 1017
SALE 1800 1017
SALE 1400 1017
SALE 500 1017
SALE 2200 1017
SALE 2700 1017
SALE 600 1017
PURCHASE 625 1017.5
PURCHASE 275 1017.5
PURCHASE 158 1017.5
PURCHASE 285 1017.5
PURCHASE 2344 1017.5
PURCHASE 752 1017.5
PURCHASE 1492 1017.5
PURCHASE 68 1017.5
PURCHASE 732 1017.5
PURCHASE 1500 1017.5
PURCHASE 2400 1017.5
PURCHASE 900 1017.5
PURCHASE 1100 1017.5
PURCHASE 1000 1017.5
SALE 640 1017.5
SALE 60 1017.5
SALE 717 1017.5
SALE 117 1017.5
PURCHASE 677 1018
PURCHASE 836 1018
PURCHASE 1300 1018
SALE 575 1018
SALE 86 1018
SALE 102 1018
SALE 1346 1018
SALE 2152 1018
SALE 1598 1018
PURCHASE 900 1018.5
PURCHASE 1600 1018.5
SALE 770 1018.5
SALE 571 1018.5
SALE 113 1018.5
SALE 191 1018.5
SALE 1845 1018.5
SALE 2442 1018.5
SALE 96 1019.5
SALE 2250 1019.5
SALE 554 1019.5
SALE 383 1019.5
SALE 200 1019.5
SALE 100 1020
SALE 1371 1020
SALE 1375 1020
PURCHASE 700 1020.5
SALE 2000 1020.5
SALE 2458 1021
SALE 821 1021.5
SALE 1645 1022
SALE 100 1022
SALE 730 1022
SALE 1640 1022.5
PURCHASE 1869 1023
SALE 327 1023
SALE 100 1024
SALE 100 1024
PURCHASE 600 1024.5
PURCHASE 200 1024.5
SALE 600 1024.5
PURCHASE 61 1025
PURCHASE 710 1025
SALE 1087 1025
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 15 MARCH 2007
Contact name JOSEPH EVANS
Telephone number 020 7567 8286
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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