TIDMCPX
RNS Number : 6487Z
CAP-XX Limited
18 December 2017
18 December 2017
CAP-XX Limited
("CAP-XX" or "the Company")
Grant of Share Options
The Board of CAP-XX announces that a total of 17,995,000 options
to subscribe for new ordinary shares have today been granted to
Directors and various employees of CAP-XX.
The options have been granted pursuant to the CAP-XX Limited
Share Option Plan at an exercise price 11.25p per share, being the
closing mid-market price on 11 December 2017. The share options
have a life of five years, with 25% of the options vesting 12
months after the anniversary of the grant date, with the remainder
vesting in equal monthly amounts of 1/48(th) from this date.
Following today's grant, the Company will have a total of
42,865,000 stock options outstanding.
The table below provides details of the options that were
granted to persons discharging managerial responsibilities (PDMR)
(or persons closely associated with them).
Directors/PDMR Total number Total number
of new Options of options
granted now held following
the grant
--------------------------------- --------------- --------------------
Patrick Elliot (Non-Executive
Chairman) 1,600,000 3,900,000
--------------------------------- --------------- --------------------
Bruce Grey (Non-Executive
Director) 1,600,000 3,900,000
--------------------------------- --------------- --------------------
Anthony Kongats (Chief
Executive Officer) 4,800,000 11,400,000
--------------------------------- --------------- --------------------
Michael Taylor (Chief Financial
Officer) 1,200,000 3,250,000
--------------------------------- --------------- --------------------
Pierre Mars (VP, Quality
& Applications) 1,200,000 3,100,000
--------------------------------- --------------- --------------------
Alex Bilyk (VP, Research
& Development) 1,200,000 2,700,000
--------------------------------- --------------- --------------------
Mark Hulme (VP, Operations) 1,200,000 2,700,000
--------------------------------- --------------- --------------------
Song Hee Lau (Sales Manager,
Asia Pacific) 1,200,000 2,700,000
--------------------------------- --------------- --------------------
Dan Trujic (Sales Manager
- Americas and Europe) 1,200,000 2,700,000
--------------------------------- --------------- --------------------
The grant of the December 2017 Options is notifiable pursuant to
the EU Market Abuse Regulation. Notification and public disclosure
of transactions by persons discharging managerial responsibilities
and persons closely associated with them in accordance with the
requirements of the EU Market Abuse Regulation can be found
below.
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Patrick Elliot
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Director - Non-Executive
Chairman
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,600,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,600,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 November 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Bruce Grey
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Director - Non-Executive
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,600,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,600,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Anthony Kongats
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Director - Chief Executive
Officer
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
4,800,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 4,800,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Michael Taylor
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Chief Financial Officer
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Pierre Mars
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Vice President, Applications
& Quality
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Alex Bilyk
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Vice President, Research
& Development
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Mark Hulme
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Vice President, Operations
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Song Hee Lau
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Sales Manager - Asia Pacific
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Dan Trujic
--- -------------------------- ------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status Sales Manager - Americas
and Europe
--- -------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
--- -------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name CAP-XX Limited
--- -------------------------- ------------------------------
b) LEI 213800HECUSIYXH3WN26
--- -------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of the Ordinary shares of no par
financial instrument, value each in CAP-XX Limited
type of instrument
Identification code Identification code (ISIN)
for CAP-XX Limited ordinary
shares: AU0000XINAS1
--- -------------------------- ------------------------------
b) Nature of the transaction Grant of new options over
1,200,000 ordinary shares
with an exercise price of
11.25p
--- -------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------- ----------
11.25p
exercise
price 1,200,000
----------- ----------
--- -------------------------- ------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
--- -------------------------- ------------------------------
e) Date of the transaction 18 December 2017
--- -------------------------- ------------------------------
f) Place of the transaction Outside of trading venue
--- -------------------------- ------------------------------
For further information contact:
CAP-XX Limited
Anthony Kongats (Chief Executive Officer) +61 (0) 2 9428 0139
Kreab (Financial PR)
Robert Speed +44 (0) 20 7074 1800
Allenby Capital (Nominated Adviser and Broker)
David Hart / Alex Brearley (Corporate Finance) +44 (0) 20 3328 5656
More information is available at www.cap-xx.com
Notes to Editors:
CAP-XX (LSE: CPX) is a world leader in the design and
manufacture of thin, flat supercapacitors and energy management
systems used in portable and small-scale electronic devices, and
large supercapacitor based modules used in larger applications such
as automotive and renewable energy. The unique feature of CAP-XX
supercapacitors is their very high power density and high energy
storage capacity in a space-efficient prismatic package. These
attributes are essential in power-hungry consumer and industrial
electronics, and deliver similar benefits in automotive and other
transportation applications. For more information about CAP-XX,
visit www.cap-xx.com
This information is provided by RNS
The company news service from the London Stock Exchange
END
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