ECR Minerals plc Holding(s) in Company
12 November 2015 - 6:00PM
UK Regulatory
TIDMECR
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer ECR Minerals Plc
of existing shares to which voting rights are
attached:ii
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in theacquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifyingfinancial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the 1Yorkville Advisors Global, LLC
notification obligation:iii 2 Yorkville Advisors Global, LP
3 YA Global Master SPV, Ltd.
4. Full name of shareholder(s) Jarvis Investment Management Ltd
(if different from 3.):iv (Registered Holder)
5. Date of the transaction and date on November 10, 2015
which the threshold is crossed or
reached:v
6. Date on which issuer notified: November 10, 2015
7. Threshold(s) that is/are crossed or 4.00%
reached:vi, vii
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible usingthe ISIN CODE transaction
Number Number Number Number of voting % of voting rightsx
of of of shares rights
Shares Voting
Rights
Direct Directxi Indirectxii Direct Indirect
0 0 264,623,917 264,623,917 4.86%
Ordinary Shares
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument datexiii Conversion Periodxiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration date xvii Exercise/Conversion period xviii Number of voting rights instrument refers to % of voting rightsxix, xx
instrument
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
264,623,917 4.86%
9. Chain of controlled undertakings through
which the voting rights and/or the
financial instruments are effectively
held, if applicable:xxi
Yorkville Advisors Global, LLC is the general partner,
and controlling person, of Yorkville Advisors
Global, LP, which is the investment manager
of Yorkville Global Master SPV, Ltd.
Proxy Voting:
10. Name of the
proxy holder:
11. Number of voting rights
proxy holder will cease
to hold:
12. Date on which proxy holder
will cease to hold
voting rights:
13. Additional
information:
14. Contact name: Troy Rillo
15. Contact telephone 001.908.906.5127
number:
View source version on businesswire.com:
http://www.businesswire.com/news/home/Conversion/en/
This information is provided by Business Wire
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November 12, 2015 02:00 ET (07:00 GMT)
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