LivaNova PLC LivaNova PLC: Holding(s) in Company
06 December 2016 - 6:00PM
UK Regulatory
TIDMLIVN
TR-1: Notifications of Major
Interests in Shares
1. Identity of the issuer or Livanova PLC
the underlying issuer of
existing shares to which voting
rights are attached:
2. Reason for notification
(yes/no)
An acquisition or disposal Yes
of voting rights
An acquisition or disposal No
of financial instruments
which may result
in theacquisition
of shares already
issued to which
voting rights are attached
An acquisition or disposal of No
instruments with similar
economic effect toqualifying
financial instruments
An event changing the breakdown No
of voting rights
Other No
(please
specify):___________________________
3. Full name of person(s) Ameriprise Financial, Inc. and its group
subject
to notification obligation:
4. Full name of shareholder(s) Ameriprise Enterprise Investment Services
(if different from 3): Bank Lombard Odier & Co Ltd
Chase Nominees Limited
The Bank of New York (Nominees) Limited
Morgan Stanley & Co. LLC
5. Date of transaction 1stDecember 2016
and date on which
the threshold is crossed
or reached:
6. Date on which 5thDecember 2016
issuer notified:
7. Threshold(s) that is/are Below the threshold of 5%
crossed or reached:
8: Notified Details
A: Voting rights attached to shares
Class/type of shares Situation previous to the triggering transaction Resulting situation after the triggering transaction
If possible useISIN code
Number of shares Number of voting rights Number of shares Number of votingrights Percentage of voting rights
Direct Direct Indirect Direct Indirect
GB00BYMT0J19 2,465,354 2,465,354 0 0 2,249,849 0.000% 4.639%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion period No. of voting rights that may be acquired if the instrument is exercised/converted. Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument ExercisePrice Expirationdate Exercise / conversion period No. of voting rights instrument refers to Percentage of voting rights
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
2,249,849 4.639%
9. Chain of controlled undertakings through which the voting rights and
/or the financial instruments are effectively held, if applicable:
Threadneedle Asset Management Limited (0.029%)
Columbia Management Investment Advisers, LLC (0.259%)
Ameriprise Financial Services, Inc. (0.003%)
Columbia Wanger Asset Management, LLC (4.348%)
Columbia Wanger Asset Management, LLC is wholly
owned by ColumbiaManagement Investment
Advisers, LLC, which is itself wholly owned by AmeripriseFinancial, Inc.
Ameriprise Financial Services, Inc. is wholly
owned by AMPF Holding Corporation,which
is itself wholly owned by Ameriprise Financial, Inc.
Threadneedle Asset Management Limited is wholly owned by TC Financing
Limited,which is itself wholly owned by Threadneedle
Asset Management Holdings Limited,which is itself wholly owned
by TAM UK Holdings Limited, which is itself whollyowned
by Threadneedle Holdings Limited, which is itself wholly owned
byThreadneedle Asset Management Holdings SARL, which is itself
wholly owned byAmeriprise International Holdings GmbH, which
is itself wholly owned by AmeripriseFinancial, Inc.
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information: The Shares referred to in section 9 of
thisform are held in portfolios and
fundsmanaged on a discretionary basis by
theentities set out in section 9.
Please note that the Shares
are heldthrough
certain nominee companies.
14 Contact name: Mark Powney, Threadneedle
AssetManagement Ltd.
15. Contact telephone name: +44 (0) 1793 363 135
View source version on businesswire.com:
http://www.businesswire.com/news/home/20161205006387/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 06, 2016 02:00 ET (07:00 GMT)
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