NB Private Equity Partners Limited Nb Private Equity: Holding(s) In Company
10 September 2020 - 1:12AM
UK Regulatory
TIDMNBPE
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft
Word format if possible)i
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1a. Identity of the issuer or the underlying issuer NB PRIVATE EQUITY PARTNERS ISIN: GG00B1ZBD492
of existing shares to which voting rights are at-
tachedii:
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer x
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights x
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name Crown Sigma UCITS plc on behalf of Crown Listed Private
Equity
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City and country of registered office (if applicable) Dublin, Ireland
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4. Full name of shareholder(s) (if different from
3.)v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reachedvi: 19 August 2020
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6. Date on which issuer notified (DD/MM/YYYY): 02 September 2020
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7. Total positions of person(s) subject to the notification
obligation
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% of voting rights at- tached to shares (to- tal of % of voting rights through financial instru- ments Total number of voting rights of is- suervii
8. A) (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B)
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Resulting situation on the date on which threshold
was crossed or reached 4.22% 4.22% 43,610,622
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1
Position of previous notification (if applicable)
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8. Notified details of the resulting situation on
the date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of shares
ISIN code (if possible) Number of voting rightsix % of voting rights
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Indirect Indirect
Direct (Art 10 of Directive Direct (Art 10 of Directive
(Art 9 of Directive 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1)
--------------------------------- ------------------------------------------------ ------------------------------- ----------------------------------------------------- ----------------------------
GG00B1ZBD492 1,840,000 4.22%
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SUBTOTAL 8. A 1,840,000 4.22%
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B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Number of voting rights that may be acquired if the
Type of financial in- strument Expiration datex Exercise/ Conversion Periodxi instrument is % of voting rights
exercised/converted.
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
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Type of financial instrument Expiration datex Exercise/ Conversion Pe- Physical or cash Number of voting rights
riod xi settlementxii % of voting rights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to
the notification obligation (please mark the applicable
box with an "X")
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Person subject to the notification obligation is not x
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuerxiii
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Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
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% of voting rights if it equals or is higher than % of voting rights through financial in- struments Total of both if it equals or is higher than the notifiable
Namexv the notifiable threshold if it equals threshold
or is higher than the notifiable threshold
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional informationxvi
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Place of completion Dublin, Ireland
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Date of completion 02 September 2020
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(END) Dow Jones Newswires
September 09, 2020 11:12 ET (15:12 GMT)
Copyright (c) 2020 Dow Jones & Company, Inc.
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