JPMorgan Securities Plc Form 8.5 (EPT/RI)- NEX Group plc AMENDMENT (0495S)
21 June 2018 - 1:37AM
UK Regulatory
TIDMNXG
RNS Number : 0495S
JPMorgan Securities Plc
20 June 2018
AMMENT
INCREASED EQUITY PURCHASES BY 2,249 TO 774,749
INCREASED EQUITY SALES BY 50,793 TO 447,188
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
-------------------------------------------------------------------------------- ------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form NEX Group plc
relates:
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------- ------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Financial Advisor to CME Group Inc.
connected:
-------------------------------------------------------------------------------- ------------------------------------
(d) Date dealing undertaken: 12 June 2018
-------------------------------------------------------------------------------- ------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, CME Group Inc.
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-------------------------------------------------------------------------------- ------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received (GBP) paid/received
(GBP)
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 774,749 10.3700 10.2496
Sales 447,188 10.3300 10.2495
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Shares Equity Swaps Long 1,245 10.2495
48,097 10.2500
456 10.2697
2,024 10.2747
400 10.2800
600 10.2832
1,475 10.2897
3,000 10.2900
61,484 10.2919
5,812 10.2942
1,419 10.2985
22,121 10.2999
Short 1,941 10.2499
6,125 10.2505
47 10.2508
842 10.2641
2,084 10.2771
50,593 10.2956
9,749 10.3050
7,318 10.3076
200,000 10.3122
50,000 10.3124
4,457 10.3129
50,000 10.3195
2,857 10.3201
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20 June 2018
--------------------- --------------
Contact name: Alwyn Basch
--------------------- --------------
Telephone number: 020 7742 7407
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERPGUQWQUPRGAU
(END) Dow Jones Newswires
June 20, 2018 11:37 ET (15:37 GMT)
Nex Group (LSE:NXG)
Historical Stock Chart
From Jun 2024 to Jul 2024
Nex Group (LSE:NXG)
Historical Stock Chart
From Jul 2023 to Jul 2024
