JPMorgan Securities Plc Form 8.5 (EPT/RI)- NEX Group plc AMENDMENT (8138S)
28 June 2018 - 1:58AM
UK Regulatory
TIDMNXG
RNS Number : 8138S
JPMorgan Securities Plc
27 June 2018
AMENDMENT
INCREASED EQUITY PURCHASES BY 120,421 TO 345,012
ADDED EQUITY SWAP SALES OF 115,920
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form NEX Group plc
relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Financial Advisor to CME Group Inc.
connected:
------------------------------------
(d) Date dealing undertaken: 19 June 2018
------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, CME Group Inc.
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received (GBP) paid/received
(GBP)
Ordinary Shares Purchases 345,012 10.3905 10.2649
Sales 122,852 10.3900 10.2770
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
Ordinary Shares Equity Swaps Long 3,804 10.2847
359 10.2895
2,418 10.2997
45,798 10.3106
16,989 10.3151
8,456 10.3286
3,046 10.3320
10,777 10.3367
45 10.3892
13,432 10.3898
Short 1,176 10.2954
100,000 10.2972
6,424 10.3103
5,060 10.3122
1,259 10.3125
4,361 10.3141
35,160 10.3161
15,920 10.3255
75,000 10.3306
4,011 10.3553
36,926 10.3900
27,223 10.3905
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 June 2018
Contact name: Alwyn Basch
--------------
Telephone number: 020 7742 7407
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERPGUCAQUPRGAM
(END) Dow Jones Newswires
June 27, 2018 11:58 ET (15:58 GMT)
Nex Group (LSE:NXG)
Historical Stock Chart
From Jun 2024 to Jul 2024
Nex Group (LSE:NXG)
Historical Stock Chart
From Jul 2023 to Jul 2024
