Statement of Ownership (sc 13g)
16 December 2020 - 8:04AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT
NO. ____)
Oblong,
Inc.
(Name of
Issuer)
COMMON
Stock
(Title of
Class of Securities)
674434105
(CUSIP Number)
December
7, 2020
(Date of
event which requires filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
(Continued
on following pages)
1.
|
NAME OF REPORTING PERSON
The Special Equities
Opportunity Fund, LLC
S.S. OR I.R.S. IDENTIFICATION
NO. OF ABOVE PERSON
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ¨
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP OR PLACE
OF ORGANIZATION:
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
5.
|
SOLE VOTING POWER
580,000 Shares
|
6.
|
SHARED VOTING POWER
None.
|
7.
|
SOLE DISPOSITIVE POWER
580,000 Shares
|
8.
|
SHARED DISPOSITIVE POWER
None.
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
580,000
Shares
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
x
|
|
The
aggregate amount in Row 9 represents the maximum amount that The Special Equities Opportunity Fund, LLC can beneficially control
under a contractually stipulated 4.99% ownership restriction. The Full conversion and/or exercise of The Special Equities
Opportunity Fund, LLC securities would exceed this restriction.
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.62%
|
12.
|
TYPE
OF REPORTING PERSON: CO
|
Item 1(a).
|
Name of Issuer.
|
|
|
|
Oblong, Inc. (the “Issuer”)
|
|
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Item 1(b).
|
Address of Issuer’s Principal Executive Offices.
|
|
|
|
25587 Conifer Road, Suite
105-231
Denver, Colorado 80433
|
|
|
Item 2(a).
|
Names of Person Filing.
|
|
|
|
The Special Equities Opportunity Fund, LLC
|
|
|
Item 2(b).
|
Address of Principal Business Office, or if none, Residence.
|
|
|
|
135 Sycamore Drive
Roslyn, New York 11576
|
|
|
Item 2(c).
|
Citizenship.
|
|
|
|
Delaware
|
|
|
Item 2(d).
|
Title of Class of Securities.
|
|
|
|
Common Stock
|
|
|
Item 2(e).
|
CUSIP Number.
674434105
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
check whether the person filing is a:
|
|
|
|
Not applicable.
|
|
|
Item 4.
|
Ownership.
|
|
|
|
(a)
|
AMOUNT
BENEFICIALLY OWNED: 580,000 Shares
|
|
(b)
|
PERCENT
OF CLASS: 7.62%
|
|
(c)
|
NUMBER
OF SHARESAS TO WHICH SUCH PERSON HAS:
|
|
(i)
|
SOLE
POWER TO VOTE OR DIRECT THE VOTE: 580,000 Shares
|
|
(ii)
|
SHARED
POWER TO VOTE OR DIRECT THE VOTE: 0 Shares
|
|
(iii)
|
SOLE
POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: 580,000 Shares
|
|
(iv)
|
SHARED
POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 Shares
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
|
|
|
Not applicable.
|
|
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Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
Not applicable.
|
|
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
|
|
|
Not applicable.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
|
|
Not applicable.
|
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
|
|
Not applicable.
|
|
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Item 10.
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Certification.
|
|
|
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By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction which could have that purpose or effect.
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date: December 9, 2020
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Spherix Incorporated
|
|
|
|
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By:
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/s/Jonathan Schechter
|
|
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Name: Jonathan Schechter
|
|
|
Title: Principal
|
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