Specialized Disclosure Report (sd)
20 May 2017 - 3:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
ENTEROMEDICS INC.
(Exact name of the registrant as specified in its charter)
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Delaware
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1‑33818
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48‑1293684
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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2800 Patton Road, St. Paul, Minnesota 55113
(Address of principal executive offices, including zip code)
Scott P. Youngstrom (651) 634‑3003
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:
☒
Rule 13p‑1 under the Securities Exchange Act (17 CFR 240.13p‑1) for the reporting period from January 1 to December 31, 2016.
Section 1 – Conflict Minerals Disclosure
Item 1.01 – Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
The Conflict Minerals Report for the calendar year ended December 31, 2016 filed herewith as Exhibit 1.01, is available at
www.enteromedics.com
in the Corporate Governance section of the Investors page.
Item 1.02 – Exhibit
See Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference.
Section 2 – Exhibits
Item 2.01 – Exhibits
Exhibit 1.01 – Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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ENTEROMEDICS INC.
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By:
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/s/ Scott P. Youngstrom
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Scott P. Youngstrom
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Chief Financial Officer and Chief Compliance Officer
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Date: May 19, 2017
EXHIBIT INDEX
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Exhibit
Number
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Description
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1.01
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Conflict Minerals Report
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