- Initial Statement of Beneficial Ownership (3)
11 June 2009 - 12:32AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
CARLSON CAPITAL L P
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/3/2009
|
3. Issuer Name
and
Ticker or Trading Symbol
FIBERNET TELECOM GROUP INC [FTGX]
|
(Last)
(First)
(Middle)
2100 MCKINNEY AVE, STE 1600
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Street)
DALLAS, TX 75201
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
(1)
|
699714
|
I
|
See Footnote (1)
|
Common Stock
|
74486
|
I
|
See Footnote (1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
The shares of common stock of Fibernet Telecom Group Inc. reported herein are directly beneficially owned by Double Black Diamond Offshore Ltd. and Black Diamond Offshore Ltd. (together, the "Funds"). Carlson Capital, L.P. ("Carlson Capital") is the investment manager of the Funds. Asgard Investment Corp. ("Asgard") is the general partner of Carlson Capital. Clint D. Carlson is the President of Asgard and of Carlson Capital. The Reporting Persons disclaim beneficial ownership of any and all such shares in excess of their pecuniary interest therein, and the filing of this Form 3 shall not be deemed an admission that any such person or entity is the beneficial owner of or has a pecuniary interest in any such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
CARLSON CAPITAL L P
2100 MCKINNEY AVE
STE 1600
DALLAS, TX 75201
|
|
X
|
|
|
Asgard Investment Corp.
2100 MCKINNEY AVENUE
SUITE 1600
DALLAS, TX 75201
|
|
X
|
|
|
Carlson Clint Duane
2100 MCKINNEY AVENUE
SUITE 1600
DALLAS, TX 75201
|
|
X
|
|
|
Double Black Diamond Offshore Ltd
2100 MCKINNEY AVENUE
SUITE 1600
DALLAS, TX 75201
|
|
X
|
|
|
Black Diamond Offshore Ltd.
UBS HOUSE, 227 ELGIN AVE
P.O. BOX 852
GRAND CAYMAN, E9 KY1-1103
|
|
X
|
|
|
Signatures
|
Clint D. Carlson, President of Asgard Investment Corp., and of Carlson Capital, L.P.
|
|
6/10/2009
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Fibernet Telecom Grp. (MM) (NASDAQ:FTGX)
Historical Stock Chart
From Jun 2024 to Jul 2024
Fibernet Telecom Grp. (MM) (NASDAQ:FTGX)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Fibernet Telecom Grp. (MM) (NASDAQ): 0 recent articles
More News Articles