GS Financial Corp - Amended Statement of Beneficial Ownership (SC 13D/A)
07 November 2007 - 4:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)*
GS FINANCIAL CORP.
(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE PER SHARE
(Title of Class of Securities)
362274 10 2
(CUSIP Number)
Bruce A. Scott
GS Financial Corp.
3798 Veterans Memorial Boulevard
Metairie, Louisiana 70002
(504) 457-6220
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
October 15, 2007
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g),
check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7(b) for
other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed
to be filed for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 4 Pages
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 362274 10 2 13D/A Page 2 of 4 Pages
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Bruce A. Scott
______________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
______________________________________________________________________________
3 SEC USE ONLY
______________________________________________________________________________
4 SOURCE OF FUNDS*
PF
______________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
______________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7 SOLE VOTING POWER
44,406
NUMBER OF SHARES __________________________________________________________
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON WITH 55,849
__________________________________________________________
9 SOLE DISPOSITIVE POWER
44,406
__________________________________________________________
10 SHARED DISPOSITIVE POWER
55,849
______________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,255
______________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
______________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%
______________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
______________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 362274 10 2 13D/A Page 3 of 4 Pages
AMENDMENT NO. 1 TO SCHEDULE 13D
This Amendment No. 1 to Schedule 13D is filed by Bruce A. Scott ("Reporting
Person"), as an amendment to the Statement on Schedule 13D (the "Statement")
relating to the shares of common stock, par value $.01 per share ("Common
Stock") of GS Financial Corp. (the "Issuer") filed with the Securities and
Exchange Commission. The Statement is hereby amended as follows:
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
On October 15, 2007, options to acquire 85,962 shares of Common Stock
previously granted to the Reporting Person under the Issuer's 1997 Stock Option
Plan expired pursuant to their terms without being exercised. The Reporting
Person beneficially owns 44,406 shares of Common Stock held directly, which
includes 12,000 shares held in his individual retirement account ("IRA") and
35,849 shares of Common Stock held in his Employee Stock Ownership Plan
("ESOP") account in the Issuer's 401(k) Plan. The Reporting Person's spouse
owns 15,000 shares of Common Stock directly. Also includes 2,500 shares held
in a trust for the benefit of the Reporting Person's daughter for which he is
trustee and 2,500 shares held directly by the Reporting Person's daughter;
however, the Reporting Person disclaims beneficial ownership over such shares.
All purchases by the Reporting Person were made with personal funds.
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) The Reporting Person beneficially owns 100,255 shares of Common Stock
which represents approximately 7.9% of the outstanding shares of Common Stock
(based upon 1,264,453 shares issued and outstanding).
(b) The Reporting Person has sole voting and dispositive power with
respect to 44,406 shares of Common Stock which includes 12,000 shares of
Common Stock held in his IRA. The Reporting Person has shared voting and
dispositive power with respect to 15,000 shares of Common Stock held by his
spouse; 35,849 shares of Common Stock held in his ESOP account in the Issuer's
401(k) Plan; 2,500 shares of Common Stock held in trust for the benefit of his
daughter and 2,500 shares held directly by his daughter.
(c) The Reporting Person had no other transactions in the Issuer's
securities during the last 60 days.
(d) Not Applicable.
(e) Not Applicable.
CUSIP No. 362274 10 2 13D/A Page 4 of 4 Pages
Signatures
After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, the undersigned certifies that the information set forth in
this Amendment No. 1 to Statement on Schedule 13D is true, complete and correct.
/s/ Bruce A. Scott
-----------------------------
Bruce A. Scott
Date: November 5, 2007
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