- Notification that Quarterly Report will be submitted late (NT 10-Q)
12 August 2009 - 7:20AM
Edgar (US Regulatory)
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SEC FILE NUMBER
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814-00713
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CUSIP NUMBER
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70335 Y 10 4
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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(Check One):
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o
Form 10-K
o
Form 20-F
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Form 11-K
þ
Form 10-Q
o
Form N-SAR
o
Form N-CSR
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For period ended: June 30, 2009
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Transition Report on Form 10-K
o
Transition Report on Form 20-F
o
Transition Report on Form 11-K
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Transition Report on Form 10-Q
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Transition Report on Form N-SAR
For the transition period ended:
Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which
the notification relates:
PART I REGISTRANT INFORMATION
Full Name of Registrant
Patriot Capital Funding, Inc.
Former Name if Applicable
N/A
Address of Principal Executive Office
(Street and Number)
274 Riverside Avenue
City, State and Zip Code
Westport, Connecticut 06880
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant
seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if
appropriate)
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(a) The reason described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expense;
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þ
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(b) The subject annual report, semi-annual report, transition
report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or
portion thereof, will be filed on or before the fifteenth calendar
day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q or subject distribution
report on Form 10-D, or portion thereof will be filed on or before
the fifth calendar day following the prescribed due date; and
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(c) The accountants statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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PART III NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the
transition report or portion thereof, could not be filed within the prescribed time period.
The Company is unable, without unreasonable effort, to file its Quarterly Report on Form 10-Q for
the period ended June 30, 2009 on a timely basis due to delays in completing the financial
statements required to be included in the Form 10-Q. The Company anticipates that it will file its
Quarterly Report on Form 10-Q within the period provided by Rule 12b-25 under the Securities
Exchange Act of 1934, as amended.
PART IV OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this notification
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Richard P. Buckanavage
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203
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429-2700
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(Name)
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(Area Code)
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(Telephone Number)
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(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange
Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or
for such shorter period that the registrant was required to file such report(s) been filed? If
answer is no, identify report(s).
þ
Yes
o
No
(3) Is it anticipated that any significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings statements to be included in the
subject report or portion thereof?
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Yes
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No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and,
if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
Patriot Capital Funding, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly
authorized.
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Date: August 11, 2009
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By:
Name:
Title:
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/s/ Richard P. Buckanavage
Richard P. Buckanavage
Chief Executive Officer
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001)
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