Statement of Changes in Beneficial Ownership (4)
16 December 2021 - 3:42AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Atalaya Capital Management LP |
2. Issuer Name and Ticker or Trading Symbol
Boxed, Inc.
[
BOXD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/8/2021 |
(Street)
NEW YORK, NY 10020
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: Atalaya Capital Management LP ("ACM") is the investment manager of ACM ARRT VII D LLC ("ARRT"). ARRT and ACM no longer beneficially own enough equity securities of the Issuer to qualify as reporting persons. As a result, each reporting person is no longer subject to Section 16 in connection with their transactions in the equity securities of the Issuer and therefore will no longer report any such transaction on Form 4 or Form 5. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Atalaya Capital Management LP ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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ACM ARRT VII D LLC ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10022 |
| X |
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Signatures
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Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory | | 12/15/2021 |
**Signature of Reporting Person | Date |
ACM ARRT VII D LLC By: /s/ Drew Phillips, Authorized Signatory | | 12/15/2021 |
**Signature of Reporting Person | Date |
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