Amended Statement of Changes in Beneficial Ownership (4/a)
22 February 2023 - 10:41AM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Collins Smee
Joanne |
2. Issuer Name and Ticker or Trading
Symbol Xerox Holdings Corp [ XRX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Executive Vice President |
|
(Last)
(First)
(Middle)
XEROX HOLDINGS CORPORATION 201 MERRITT 7 |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/3/2023
|
|
(Street)
NORWALK, CT 06851
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/3/2023
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Restricted Stock Units |
1/18/2023 |
|
A |
|
41692 (1) |
A |
$0.00 |
66552 |
D |
|
|
Restricted Stock Units |
1/19/2023 |
|
A |
|
20996 (2) |
A |
$0.00 |
87548 |
D |
|
|
Restricted Stock Units |
|
|
|
|
|
|
|
57615 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
This award of restricted
stock units ("RSUs") vests in three installments of 33%, 33%, and
34% on the first, second, and third anniversaries of the grant
date, January 18, 2023. |
| (2) |
This award of RSUs vests in
two installments of 40% and 60% on the first and second
anniversaries of the grant date, January 19, 2023. |
Remarks:
The original Form 4 filed on January 20, 2023 is being amended
solely to correct an administrative error which overstated the
grant amount and understated the beneficial ownership of Restricted
Stock Units by 3,574 units and overstated the beneficial ownership
of Common Stock by 700 shares. The number of Restricted Stock Units
and Common Stock beneficially owned by the Reporting Person as
reported in Table I, Column 5 of the subsequent Form 4 filed on
February 7, 2023 is similarly understated by 3,574 Restricted Stock
Units, and overstated by 700 shares of Common Stock. As of February
21, 2023, the Reporting Person beneficially owns 85,536 shares of
Restricted Stock Units and 58,996 shares of Common Stock. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Collins Smee Joanne
XEROX HOLDINGS CORPORATION 201 MERRITT 7
NORWALK, CT 06851 |
|
|
Executive Vice President |
|
Signatures
|
|
/s/ Flor Colon, Attorney-in-Fact |
|
2/21/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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