Current Report Filing (8-k)
11 April 2018 - 6:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 10, 2018
THE BANK OF NEW YORK
MELLON CORPORATION
(Exact Name of Registrant as specified in its Charter)
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Delaware
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001-35651
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13-2614959
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(State or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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225 Liberty Street
New York, New York
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10286
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (212)
495-1784
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule
12b-2
under the Exchange Act (17 CFR
240.12b-2).
Emerging growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
ITEM 5.07.
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SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
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At the Annual Meeting of Stockholders of The Bank
of New York Mellon Corporation (BNY Mellon) on April 10, 2018, each nominee for director was elected by a majority of votes cast (proposal 1). In addition, stockholders approved, on an advisory basis, the 2017 compensation of BNY
Mellons named executive officers (proposal 2); and ratified the appointment of KPMG LLP as BNY Mellons independent auditor for 2018 (proposal 3). The stockholders did not approve the stockholder proposal regarding written consent
(proposal 4) or the stockholder proposal regarding a proxy voting review report (proposal 5). Each of the matters is described in detail in BNY Mellons definitive proxy statement dated March 9, 2018, filed with the Securities and Exchange
Commission. Abstentions and broker
non-votes
were counted for purposes of determining whether a quorum was present, but were not treated as votes cast, did not have the effect of a vote for or against a
directors election, for or against a ratification, or for or against a proposal, and were not counted in determining the number of votes required for approval or election.
The results are as follows:
1.
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The election of 12 directors for a term expiring at the end of our 2019 Annual Meeting of Stockholders:
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Name of Director
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For
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Against
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Abstained
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Broker
Non-Vote
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Steven D. Black
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807,339,189
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1,874,103
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1,478,149
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73,159,324
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Linda Z. Cook
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803,844,592
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5,581,254
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1,265,595
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73,159,324
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Joseph J. Echevarria
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801,251,170
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8,114,090
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1,326,181
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73,159,324
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Edward P. Garden
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804,582,340
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4,726,413
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1,382,688
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73,159,324
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Jeffrey A. Goldstein
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803,332,886
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6,005,983
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1,352,572
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73,159,324
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John M. Hinshaw
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806,964,891
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2,331,148
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1,395,402
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73,159,324
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Edmund F. Kelly
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799,119,250
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10,189,010
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1,383,181
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73,159,324
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Jennifer B. Morgan
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805,323,617
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4,117,366
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1,250,458
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73,159,324
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Mark A. Nordenberg
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796,170,010
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13,154,953
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1,366,478
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73,159,324
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Elizabeth E. Robinson
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804,050,942
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5,375,228
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1,265,271
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73,159,324
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Charles W. Scharf
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788,009,237
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20,693,872
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1,988,332
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73,159,324
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Samuel C. Scott III
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799,903,372
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9,425,365
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1,362,704
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73,159,324
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2.
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Advisory resolution to approve the 2017 compensation of BNY Mellons named executive officers:
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For
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Against
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Abstained
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Broker
Non-Vote
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792,626,408
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14,863,680
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3,201,353
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73,159,324
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97.77%
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1.83%
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*
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*
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2
3.
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Ratification of the appointment of KPMG LLP as BNY Mellons independent auditor for 2018:
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For
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Against
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Abstained
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Broker
Non-Vote
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870,162,473
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12,447,694
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1,240,598
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98.45%
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1.41%
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*
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*
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4.
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Stockholder proposal regarding written consent:
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For
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Against
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Abstained
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Broker
Non-Vote
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368,789,936
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437,408,184
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4,493,321
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73,159,324
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45.49%
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53.95%
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*
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*
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5.
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Stockholder proposal regarding a proxy voting review report:
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For
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Against
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Abstained
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Broker
Non-Vote
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54,216,105
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742,322,697
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14,152,639
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73,159,324
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6.69%
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91.57%
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*
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*
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*
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Abstentions and broker
non-votes
were not counted as votes cast.
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3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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The Bank of New York Mellon Corporation
(Registrant)
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Date: April 10, 2018
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By:
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/s/ Craig T. Beazer
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Name:
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Craig T. Beazer
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Title:
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Secretary
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4
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