Current Report Filing (8-k)
02 June 2021 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 25, 2021
EQ Health Acquisition Corp.
(Exact name of Registrant as Specified in Its
Charter)
Delaware
|
|
001-39962
|
|
85-2877347
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
4611 Bee Cave Road, Ste. 213
Austin, TX
|
|
|
|
78746
|
(Address of Principal Executive Offices)
|
|
|
|
(Zip Code)
|
512-329-6977
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.
below):
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange
on which registered
|
Units, each consisting of one share of Class A common stock, $0.0001 par value, and one-half of one redeemable warrant
|
|
EQHA.U
|
|
The New York Stock Exchange
|
Class A common stock, $0.0001 par value
|
|
EQHA
|
|
The New York Stock Exchange
|
Redeemable warrants
|
|
EQHA.WS
|
|
The New York Stock Exchange
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Item 3.01
|
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
|
On May 25, 2021, EQ Health
Acquisition Corp. (the “Company”) received a notice from the New York Stock Exchange (the “NYSE”) indicating that
it is not in compliance with NYSE continued listing requirements under the timely filing criteria established in Section 802.01E of the
NYSE Listed Company Manual as a result of its failure to timely file the Form 10-Q for the fiscal quarter ended March 31, 2021 (the “Form
10-Q”).
On April 12, 2021, the staff
of the Securities and Exchange Commission (“SEC”) issued a public statement entitled “Staff Statement on Accounting
and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”)” (the “Statement”),
which clarified guidance for all SPAC-related companies regarding the accounting and reporting for their warrants. The immediacy of the
effective date of the new guidance set forth in the Statement has resulted in a significant number of SPACs re-evaluating the accounting
treatment for their warrants with their professional advisors, including auditors and other advisors responsible for assisting SPACs in
the preparation of financial statements. This, in turn, resulted in the Company’s delay in preparing and finalizing its financial
statements as of and for the quarter ended March 31, 2021 and filing its Form 10-Q with the SEC by the prescribed deadline. The Company
intends to file its Form 10-Q with the SEC as soon as practicable after the date hereof and is in compliance with all other NYSE continued
listing requirements.
As required by the NYSE rules,
on June 1, 2021, the Company issued a press release regarding the matters described in this Item 3.01. A copy of the press release is
included as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
Item 9.01
|
Financial Statements and Exhibits.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
EQ Health Acquisition Corp.
|
|
|
|
Dated: June 1, 2021
|
By:
|
/s/ Scott Ellyson
|
|
|
Scott Ellyson
|
|
|
President and Chief Executive Officer
|
EQ Health Acquisition (NYSE:EQHA)
Historical Stock Chart
From May 2024 to Jun 2024
EQ Health Acquisition (NYSE:EQHA)
Historical Stock Chart
From Jun 2023 to Jun 2024
Real-Time news about EQ Health Acquisition Corp (New York Stock Exchange): 0 recent articles
More Eq Health Acquisition Corp. News Articles