- Current report filing (8-K)
05 November 2010 - 7:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 4,
2010
KKR Financial Holdings LLC
(Exact name of registrant as specified in its charter)
Delaware
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001-33437
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11-3801844
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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555 California Street, 50th Floor
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San Francisco, California
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94104
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(Address of principal executive offices)
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(Zip Code)
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415-315-3620
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.
below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
ITEM
2.02 Results of Operations and Financial
Condition.
On
November 4, 2010, KKR Financial Holdings LLC (the Company) issued an
earnings release announcing its financial results for the third quarter ended
September 30, 2010. A copy of the earnings release is attached as
Exhibit 99.1.
The
information contained in this current report and the attached press release is furnished
but not filed for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended.
ITEM
8.01 Other Events.
On
November 4, 2010, the Company announced that its board of directors
declared a cash distribution of $0.14 per common share on November 3,
2010. The distribution is payable on December 1, 2010 to common
shareholders of record as of the close of business on November 17, 2010.
ITEM
9.01 Financial Statements and Exhibits.
(d)
Exhibits
The
following documents are attached as exhibits to this Current Report on
Form 8-K:
EXHIBIT INDEX
Exhibit
Number
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Description
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99.1
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Earnings
release regarding the financial results for the third quarter ended
September 30, 2010.
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Safe Harbor Statement Under the Private Securities
Litigation Reform Act of 1995:
This current report and the
attached press release contain forward-looking statements within the meaning of
Section 27A of the Securities Act of 1933, as amended, and
Section 21E of the Securities Exchange Act of 1934, as amended.
These forward-looking statements are based on information available to the Company
as of the date of this current report and actual results may differ.
These forward-looking statements involve known and unknown risks, uncertainties
and other factors beyond the Companys control. Any forward-looking
statements speak only as of the date of this current report and the Company
expressly disclaims any obligation to update or revise any of them to reflect
actual results, any changes in expectations or any change in events. If the
Company does update one or more forward-looking statements, no inference should
be drawn that it will make additional updates with respect to those or other
forward-looking statements. For additional information concerning risks,
uncertainties and other factors that may cause actual results to differ from
those anticipated in the forward-looking statements, and risks to the Companys
business in general, please refer to the Companys SEC filings, including its
Annual Report on Form 10-K for the fiscal year ended December 31,
2009, filed with the SEC on March 1, 2010 and its Quarterly Report on
Form 10-Q for the quarter ended September 30, 2010, filed with the
SEC on November 4, 2010.
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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KKR
Financial Holdings LLC
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(Registrant)
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Date: November 4, 2010
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/s/ MICHAEL R. MCFERRAN
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By:
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Michael
R. McFerran
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Chief
Financial Officer
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(Principal
Financial and Accounting Officer)
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3
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