UK Financial Regulator Appoints Mark Steward as Enforcement Head
05 June 2015 - 7:51PM
Dow Jones News
LONDON--The U.K.'s Financial Conduct Authority said Friday that
it has appointed Mark Steward as new director of enforcement and
market oversight.
FCA said Mr. Steward's role will combine the organization's
enforcement function with a new market oversight division, which
was created by incorporating the UKLA and Market Monitoring
functions.
The financial services regulator also said that it has appointed
Barbara Frohn to a newly created role of director of risk and
compliance oversight. The new division will manage internal and
external risk.
Mr. Steward is currently the head of enforcement at the Hong
Kong Securities and Futures Commission, and Ms. Frohn is managing
director of Banco Santander and currently on secondment to the
Institute of International Finance in Washington, D.C. Both the
executives are expected to take up their new roles in London, in
the early autumn.
Write to Tapan Panchal at tapan.panchal@wsj.com
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