Amended Statement of Ownership (sc 13g/a)
15 February 2022 - 2:24AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Sunlight
Financial Holdings Inc.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
86738J106
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐
Rule 13d-1(d)
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
CUSIP No. 86738J106
|
|
SCHEDULE 13G
|
|
Page
2
of 5 Pages
|
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON
Aristeia Capital, L.L.C. (1)
|
2
|
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
3
|
|
SEC USE ONLY
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
|
|
|
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|
6
|
|
SHARED VOTING POWER
0
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
|
SHARED DISPOSITIVE POWER
0
|
|
|
|
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10
|
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
11
|
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9
0%
|
12
|
|
TYPE OF REPORTING
PERSON*
IA, OO
|
(1)
|
Aristeia Capital, L.L.C. is the investment manager of, and has voting and investment control with respect to
the securities described herein held by, one or more private investment funds.
|
|
|
|
|
|
CUSIP No. 86738J106
|
|
Amendment No. 1 to SCHEDULE 13G
|
|
Page
3
of 5 Pages
|
|
|
|
|
|
Item 1(a).
|
|
Name of Issuer:
|
|
|
|
|
Sunlight Financial Holdings Inc., formerly known as Spartan Acquisition Corp. II
|
|
|
Item 1(b).
|
|
Address of Issuers Principal Executive Offices:
|
|
|
|
|
101 North Tryon Street
Suite 1000
Charlotte, NC 28246
|
|
|
Item 2(a).
|
|
Name of Person Filing.
|
|
|
Item 2(b).
|
|
Address of Principal Business Office or, if None, Residence.
|
|
|
Item 2(c).
|
|
Citizenship.
|
|
|
|
|
Aristeia Capital, L.L.C.
One Greenwich Plaza, 3rd Floor
Greenwich, CT 06830
Delaware limited liability company
|
|
|
Item 2(d).
|
|
Title of Class of Securities:
|
|
|
|
|
Class A Common Stock, par value $0.0001 per share
|
|
|
Item 2(e).
|
|
CUSIP Number:
|
|
|
|
|
86738J106
|
|
|
Item 3.
|
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
|
|
|
[ X ]An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
|
|
|
Item 4.
|
|
Ownership.
|
|
|
|
|
The following is information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 as of 12/31/2021.
|
|
|
|
|
(a) Amount beneficially owned: 0
|
|
|
(b) Percent of Class: 0%
|
|
|
(c) Number of shares as to which such person has:
|
|
|
|
|
(i) sole power to vote or direct the vote: 0
|
|
|
(ii) shared power to vote or direct the vote: 0
|
|
|
(iii) sole power to dispose or direct the disposition of: 0
|
|
|
(iv) shared power to dispose or direct the disposition of: 0
|
|
|
|
|
|
CUSIP No. 86738J106
|
|
SCHEDULE 13G
|
|
Page
4
of 5 Pages
|
|
|
|
Item 5.
|
|
Ownership of Five Percent or Less of a Class.
|
|
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
|
|
|
Item 6.
|
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
Not Applicable
|
|
|
Item 7.
|
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
|
|
|
|
Not Applicable
|
|
|
Item 8.
|
|
Identification and Classification of Members of the Group.
|
|
|
|
|
Not Applicable
|
|
|
Item 9.
|
|
Notice of Dissolution of Group.
|
|
|
|
|
Not Applicable
|
|
|
Item 10.
|
|
Certification.
|
|
|
|
|
Certification pursuant to §240.13d-1(b):
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
|
|
|
|
|
CUSIP No. 86738J106
|
|
SCHEDULE 13G
|
|
Page
5
of 5 Pages
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: 2/14/2022
|
|
|
ARISTEIA CAPITAL, L.L.C.
|
|
|
By:
|
|
/s/ Andrew B. David
|
|
|
Name: Andrew B. David
|
|
|
Title: Chief Operating Officer
|
Spartan Acquisition Corp... (NYSE:SPRQ)
Historical Stock Chart
From Nov 2024 to Dec 2024
Spartan Acquisition Corp... (NYSE:SPRQ)
Historical Stock Chart
From Dec 2023 to Dec 2024
Real-Time news about Spartan Acquisition Corp II (New York Stock Exchange): 0 recent articles
More Sunlight Financial Holdings Inc. News Articles