Statement of Changes in Beneficial Ownership (4)
22 June 2019 - 7:48AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bent Bruce
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2. Issuer Name
and
Ticker or Trading Symbol
Astro Aerospace Ltd.
[
ASDN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO, CFO
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(Last)
(First)
(Middle)
750 BONHAM PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/27/2018
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(Street)
LANTANA, TX 76226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares
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9/27/2018
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P
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100
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A
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$132
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54632898
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D
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Common Shares
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9/27/2018
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S
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20000
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D
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$26987.4
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54612898
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I
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Owner of MSW Projects Limited
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Common Shares
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9/28/2018
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S
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44254
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D
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$57530.2
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54568644
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I
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Owner of MSW Projects Limited
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Common Shares
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10/1/2018
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S
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1210
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D
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$1573
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54567434
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I
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Owner of MSW Projects Limited
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Common Shares
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10/12/2018
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P
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200
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A
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$200
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54567634
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D
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Common Shares
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10/15/2018
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P
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2250
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A
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$2200.5
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54569884
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D
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Common Shares
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10/15/2018
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P
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2500
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A
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$2250
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54572384
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I
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Owner of MSW Projects Limited
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Common Shares
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10/16/2018
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P
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1950
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A
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$1865
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54574334
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D
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Common Shares
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10/17/2018
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P
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6250
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A
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$6075
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54580584
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D
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Common Shares
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10/19/2018
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P
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8325
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A
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$8819.25
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54588909
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D
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Common Shares
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10/23/2018
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P
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400
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A
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$480
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54589309
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D
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Common Shares
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10/23/2018
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S
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8000
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D
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$9760
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54581309
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I
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Owner of MSW Projects Limited
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Common Shares
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10/24/2018
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S
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10000
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D
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$11800
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54571309
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D
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Common Shares
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10/24/2018
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P
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8600
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A
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$9992
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54579909
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D
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Common Shares
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10/26/2018
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P
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1600
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A
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$1770.5
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54581509
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D
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Common Shares
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10/29/2018
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P
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2500
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A
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$2250
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54584009
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I
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Owner of MSW Projects Limited
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Common Shares
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10/30/2018
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P
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41400
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A
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$34542
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54625409
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I
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Owner of MSW Projects Limited
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Common Shares
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10/31/2018
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P
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10000
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A
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$8819
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54635409
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I
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Owner of MSW Projects Limited
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Common Shares
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11/1/2018
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P
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2500
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A
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$2104
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54637909
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I
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Owner of MSW Projects Limited
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Common Shares
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11/7/2018
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P
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19000
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A
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$14645.2
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54656909
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I
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Owner of MSW Projects Limited
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Common Shares
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11/8/2018
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P
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3000
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A
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$2311.5
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54659909
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I
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Owner of MSW Projects Limited
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Common Shares
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11/9/2018
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P
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7000
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A
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$5268.2
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54666909
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I
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Owner of MSW Projects Limited
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Common Shares
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11/12/2018
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P
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7500
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A
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$4825
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54674409
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I
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Owner of MSW Projects Limited
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Common Shares
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11/13/2018
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P
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3000
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A
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$1740
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54677409
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I
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Owner of MSW Projects Limited
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Common Shares
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11/16/2018
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P
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36000
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A
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$20961.5
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54713409
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I
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Owner of MSW Projects Limited
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Common Shares
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11/27/2018
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P
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25000
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A
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$14500
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54738409
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I
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Owner of MSW Projects Limited
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Common Shares
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11/28/2018
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P
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116728
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A
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$68600.33
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54855137
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I
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Owner of MSW Projects Limited
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Common Shares
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11/30/2018
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S
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3000
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D
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$1860
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54852137
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I
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Owner of MSW Projects Limited
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Common Shares
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12/4/2018
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S
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20000
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D
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$14800
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54832137
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I
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Owner of MSW Projects Limited
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Common Shares
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12/17/2018
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S
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10000
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D
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$7400
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54822137
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I
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Owner of MSW Projects Limited
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bent Bruce
750 BONHAM PARKWAY
LANTANA, TX 76226
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X
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X
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CEO, CFO
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Signatures
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Bruce Bent
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6/21/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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