Current Report Filing (8-k)
07 May 2021 - 6:14AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT
OF 1934
Date of report (Date of earliest event reported)
May 6, 2021
Impac Mortgage Holdings, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Maryland
(State or Other Jurisdiction of Incorporation)
1-14100
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33-0675505
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(Commission File Number)
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(IRS Employer Identification No.)
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19500 Jamboree Road, Irvine, California
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92612
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(Address of Principal Executive Offices)
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(Zip Code)
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(949) 475-3600
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth
company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbols
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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IMH
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NYSE American
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Preferred Stock Purchase Rights
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IMH
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NYSE American
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Item
2.02 Results
of Operations and Financial Condition.
On May 6, 2021, Impac Mortgage Holdings, Inc. issued
a press release announcing certain financial results for the period ended March 31, 2021. A copy of the press release is attached
hereto as Exhibit 99.1 and the information therein is incorporated herein by reference.
The
information contained in this Item 2.02 and in the accompanying Exhibit 99.1 shall not be deemed filed for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) , or incorporated by reference
in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as shall be
expressly set forth by specific reference in such filing.
Item
7.01 Regulation
FD Disclosure.
The information under Item 2.02, above, is incorporated herein by reference.
The information reported under Items 2.02 and 7.01 in this Current
Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed filed for purposes of Section 18 of the
Exchange Act or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under
the Securities Act or the Exchange Act, regardless of any general incorporation language in such filing.
Item
9.01 Financial
Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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IMPAC MORTGAGE HOLDINGS, INC.
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Date: May 6, 2021
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By:
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/s/ Joseph Joffrion
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Name:
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Joseph Joffrion
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Title:
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General Counsel
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Impac Mortgage (PK) (USOTC:IMPHO)
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