Mainstay Medical Holding(s) in Company
20 February 2018 - 4:24AM
UK Regulatory
TIDMIRSH
Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION
OF MAJOR
HOLDINGS(to
be sent to the
relevant
issuerandto
the
Central
Bank
of Ireland)i
1. Identity
of the
issuer or the
underlying
issuer
of existing
shares to
which
voting
rights
are
attachedii:
Mainstay
Medical
International
plc
2.
Reason
for
the
notification(please
tick
the
appropriate
box or boxes):
[
] An acquisition
or disposal
of voting
rights
[
] An acquisition
or disposal
of financial
instruments
[x] An event
changing
the breakdown
of voting
rights
[ ] Other
(please
specify)iii:
3. Details
of person
subject to
the
notification
obligationiv:
Name: Dan City and country of registered office (if applicable): N/A
Sachs
4.
Full
name
of
shareholder(s)(if
different from
3.)v: N/A
5. Date on
which
the threshold
was crossed
or
reachedvi:15
February 2018
6. Date on
which
issuer
notified:19
February 2018
7.
Threshold(s)
that
is/are crossed
or reached:Below
7%
8.
Total positions
of
person(s)
subject
to
the notification
obligation:
% of voting rights attached to shares (total of 9.A) % of voting rights through financial instruments Total of both in % (9.A + 9.B) Total number of voting rights of issuervii
(total of 9.B.1 + 9.B.2)
Resulting 5.9% N/A 5.9% 515,000
situation
on
the date
on which
threshold was
crossed
or reached
Position of 7.8% N/a 7.8%
previous
notification
(if
applicable)
9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
515,000 N/A 5.9% N/A
SUBTOTAL A 515,000 5.9%
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
datex Conversion Periodxi
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations
Type of financial instrument Expiration Exercise/ Physical or cash settlementxii Number of voting rights % of voting rights
datex Conversion Periodxi
SUBTOTAL B.2
10. Information in relation to the person subject to the
notification obligation(please tick the applicable box):
[ X ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[ ] Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments
are effectively held starting with the ultimate controlling natural person or legal entityxiv:
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
11. In case of proxy voting: [name of the proxy holder] will
cease to hold [% and number] voting rights as of [date]
N/A
12.
Additional informationxvi:
N/A
Done at Minneapolis on 19 February 2018.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20180219005425/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
February 19, 2018 12:24 ET (17:24 GMT)
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