Clinigen Group plc Holding(s) in Company (8812L)
06 October 2016 - 8:11PM
UK Regulatory
TIDMCLIN
RNS Number : 8812L
Clinigen Group plc
06 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Clinigen Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- --------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------ -------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ -------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ -------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ -------------------------------------
Other (please
specify):
---------------------------------------------------------- -------------------------------------
3. Full name of person(s) Grandeur Peak Global Advisors,
subject to the LLC
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------
4. Full name of shareholder(s) FIT, Grandeur Peak Global
(if different from 3.):(iv) Opportunities Fund
FIT, Grandeur Peak International
Opportunities Fund
Grandeur Peak Global Opportunities,
LP
FIT, Grandeur Peak Global
Reach Fund
FIT, Grandeur Peak Global
Micro Cap Fund
----------------------------------------------------------- --------------------------------------
5. Date of the transaction October 5, 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------
6. Date on which issuer October 5, 2016
notified:
----------------------------------------------------------- --------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 4%
----------------------------------------------------------- --------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
3.95
GB00B89J2419 4,655,139 4,655,139 4,530,577 4,530,577 %
--------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
4,530,577 3.95 %
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
As of Oct 5, 2016, our total position is 3.95%. Specifically:
FIT, Grandeur Peak Global Opportunities Fund owns 1,509,0776
shares or 1.32%
FIT, Grandeur Peak International Opportunities Fund
owns 2,036.979 shares or 1.78%
Grandeur Peak Global Opportunities, LP owns 533,892
shares or 0.47%
FIT, Grandeur Peak Global Reach Fund owns 431,730 shares
or 0.38%
FIT, Grandeur Peak Global Micro Cap owns 18,900 shares
or 0.02%
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder: Grandeur Peak Global
Advisors, LLC
------------------------------------------- -------------------------------
11. Number of voting rights proxy
holder will cease
to hold: 0
------------------------------------------- -------------------------------
12. Date on which proxy holder will Not applicable
cease to hold
voting rights:
------------------------------------------- -------------------------------
13. Additional information: Grandeur Peak Global Advisors
136 South Main Street, Suite
720
Salt Lake City, UT 84101
------------------------------------------ --------------------------------
14. Contact name: Dustin Brown, Manager Trading
& Operations
------------------------------------------ --------------------------------
15. Contact telephone number: 801-384-0043
------------------------------------------ --------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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