TIDMCPW
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree CARPHONE WAREHOUSE GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the DIXONS RETAIL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 5 August 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under DIXONS RETAIL PLC
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,999,887 0.52% 845,917 0.15%
(2) Derivatives (other than
options): 638,305 0.11% 2,718,255 0.47%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 3,638,192 0.63% 3,564,172 0.62%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 33 3.4175 GBP
ORD Purchase 3,731 3.4259 GBP
ORD Purchase 7,378 3.4173 GBP
ORD Purchase 8,140 3.4150 GBP
ORD Purchase 9,455 3.4323 GBP
ORD Purchase 9,676 3.4313 GBP
ORD Purchase 15,375 3.4146 GBP
ORD Purchase 21,375 3.4081 GBP
ORD Purchase 78,181 3.4241 GBP
ORD Purchase 81,489 3.4262 GBP
ORD Purchase 149,547 3.4085 GBP
ORD Purchase 222,053 3.4282 GBP
ORD Sale 66 3.4300 GBP
ORD Sale 126 3.4090 GBP
ORD Sale 160 3.4076 GBP
ORD Sale 373 3.3940 GBP
ORD Sale 722 3.4467 GBP
ORD Sale 2,346 3.4186 GBP
ORD Sale 3,939 3.4175 GBP
ORD Sale 21,216 3.4248 GBP
ORD Sale 23,162 3.4271 GBP
ORD Sale 26,500 3.4274 GBP
ORD Sale 28,022 3.4091 GBP
ORD Sale 28,412 3.4008 GBP
ORD Sale 54,674 3.4038 GBP
ORD Sale 100,000 3.4163 GBP
ORD Sale 157,252 3.4067 GBP
ORD Sale 350,000 3.4282 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 3,879 3.4288 GBP
ORD CFD Long 5,356 3.3915 GBP
ORD CFD Long 7,892 3.3994 GBP
ORD SWAP Long 53,424 3.4105 GBP
ORD SWAP Long 89,453 3.4118 GBP
ORD CFD Long 100,000 3.4163 GBP
ORD CFD Long 157,252 3.4067 GBP
ORD CFD Short 66 3.4175 GBP
ORD SWAP Short 2,600 3.4451 GBP
ORD CFD Short 8,140 3.4150 GBP
ORD CFD Short 8,151 3.3925 GBP
ORD CFD Short 15,375 3.4146 GBP
ORD CFD Short 16,030 3.4164 GBP
ORD CFD Short 21,375 3.4081 GBP
ORD CFD Short 27,984 3.4159 GBP
ORD SWAP Short 27,984 3.4159 GBP
ORD CFD Short 38,907 3.4060 GBP
ORD SWAP Short 91,338 3.4122 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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