EF Realisation Company Limited Holding(s) in Company (0715U)
13 January 2017 - 3:39AM
UK Regulatory
TIDMEFR
RNS Number : 0715U
EF Realisation Company Limited
12 January 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------------------
1. Identity of the issuer or EF Realisation Company
the underlying issuer Limited
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ ------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ------------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ------------------------------------
3. Full name of person(s) Weiss Asset Management LP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners,
(if different from 3.):(iv) L.P., Brookdale Global Opportunity
Fund[1]
----------------------------------------------------------- -------------------------------------------
5. Date of the transaction Jan-10-2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------------------
6. Date on which issuer Jan-12-2017
notified:
----------------------------------------------------------- -------------------------------------------
7. Threshold(s) that is/are > 20%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
17.48
GG00BY7QK538 9,171,923 9,171,923 9,171,923 9,171,923 n/a % n/a
------------- --------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
CFD n/a n/a n/a 1,487,500 Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
2.83% 1
------------- ----------- ----------- ------------ ---------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
10,659,423 20.31 %
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------
Brookdale International Partners, L.P: 6,608,842 voting
rights/financial instruments (12.59 %)
Brookdale Global Opportunity Fund: 4,050,581 voting
rights/financial instruments (7.72 %)
Proxy Voting:
-----------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- --------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- --------------------
13. Additional information:
------------------------------------------------------------- --------------------
14. Contact name: Georgiy Nikitin
------------------------------------------------------------- --------------------
15. Contact telephone number: +1-617-778-7725
------------------------------------------------------------- --------------------
[1] Weiss Asset Management LP is the Investment Manager to
Brookdale Global Opportunity Fund and Brookdale International
Partners, L.P.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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