General Electric Company Director/PDMR Shareholding (8060O)
10 November 2016 - 6:00PM
UK Regulatory
TIDMGEC
RNS Number : 8060O
General Electric Company
09 November 2016
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION --------------------------------
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL hours per response: 0.5
OWNERSHIP --------------------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting and Ticker or (Check all applicable)X Director 10% Owner
Person(*)IMMELT JEFFREY R Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Chairman and CEO
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
---------------------------- ----------------- -------------------------------------------------------------------------------------------------
3. Date of
Earliest
Transaction
(Month/Day/Year)
11/09/2016
---------------------------- ----------------- -------------------------------------------------------------------------------------------------
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
---------------------------- ----------------- -------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
-----------------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
---------- ------------------ ------------------ ----------------- -------------------------- --------------- ---------- ---------------
Code V Amount (A) Price
or
(D)
---------- ------------------ ------------------ ------ --------- ------- ---- ----------- --------------- ---------- ---------------
Common
Stock 11/09/2016 P(1) 50,000 A $29.24 2,248,688 D
---------- -------------------------------------- ----------------- ------- ---- ----------- --------------- ---------- ---------------
Common Stock 32,104 I 401(k) plan
--------------------------------------------------------------------- ------- ---- ----------- --------------- ---------- ---------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and 8. Price 9. Number of 10. 11. Nature
of Conversion Date Execution Date, Code (Instr. Derivative Expiration Date Amount of of derivative Ownership of Indirect
Derivative or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Securities Derivative Securities Form: Beneficial
Security Exercise (Month/Day/Year) Acquired (A) or Underlying Security Beneficially Direct Ownership
(Instr. 3) Price of Disposed of (D) Derivative (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Security (Instr. 3 Following Indirect
Security 5) and 4) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
----------- ----------- ----------------- ----------------- --------------- ----------------- ------------------------------- ------------------- ----------- --------------- ---------- -------------
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
----------- ----------- ----------------- ----------------- ----- -------- ---- ----------- ------------ ----------------- ------ ----------- ----------- --------------- ---------- -------------
Explanation of Responses:
1. All transactions reported on this Form 4 were conducted by a broker through a systematic
internalizer.
Remarks:
Brian Sandstrom on behalf of Jeffrey R. Immelt 11/09/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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