TIDMGEC

RNS Number : 6374L

General Electric Company

06 September 2023

3

SEC Form 3

 
 FORM 3              UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL 
                                   Washington, D.C. 20549                            OMB Number:           3235-0104 
                                                                                      Estimated average burden 
                  INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES             hours per response:         0.5 
 
           Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                   or Section 30(h) of the Investment Company Act of 1940 
 
 
   1. Name and Address of      2. Date of Event   3. Issuer Name and Ticker or Trading Symbol 
      Reporting Person         Requiring           GENERAL ELECTRIC CO [ GE ] 
        (*)GHAI RAHUL          Statement 
                               (Month/Day/Year) 
  (Last)  (First)  (Middle)    09/01/2023 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                                                  4. Relationship of Reporting Person(s) to Issuer                   5. If Amendment, Date of Original Filed (Month/Day/Year) 
                                                  (Check all applicable)   Director                      10% Owner 
                                                  X  Officer (give title below)    Other (specify below) 
                                                                  Senior Vice President 
                                                                                                                     6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                                                                                                                         Form filed by More than One Reporting Person 
 
 
                                Table I - Non-Derivative Securities Beneficially Owned 
 1. Title of Security          2. Amount of Securities       3. Ownership Form: Direct     4. Nature of Indirect 
 (Instr. 4)                    Beneficially Owned (Instr.    (D) or Indirect (I) (Instr.   Beneficial Ownership 
                               4)                            5)                            (Instr. 5) 
 Common Stock                            15,758                           D 
 Common Stock                              225                            I                by spouse 
 Common Stock                               5                             I                by decendant's trust 
 
 
                                  Table II - Derivative Securities Beneficially Owned 
                             (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of    2. Date Exercisable and          3. Title and Amount of       4.            5.            6. Nature of 
 Derivative     Expiration Date                  Securities Underlying        Conversion    Ownership     Indirect 
 Security       (Month/Day/Year)                 Derivative Security          or Exercise   Form:         Beneficial 
 (Instr. 4)                                      (Instr. 4)                   Price of      Direct (D)    Ownership 
                                                                              Derivative    or Indirect   (Instr. 5) 
                                                                              Security      (I) (Instr. 
                                                                                            5) 
                                                                Amount or 
                Date                                            Number of 
                Exercisable   Expiration Date    Title          Shares 
 Restricted 
  Stock Units       (1)             (1)          Common Stock     23,973          (2)            D 
 Restricted 
  Stock Units       (1)             (1)          Common Stock     22,631          (2)            D 
 Restricted 
  Stock Units       (3)             (3)          Common Stock     58,598          (2)            D 
 
 
Explanation of Responses: 
1. The Restricted Stock Units vest in two equal installments of 50% each, on the second and 
 third anniversary of the grant date. 
2. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
3. The Restricted Stock Units vest in three equal installments on the first, second and third 
 anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Rahul Ghai                                     09/06/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

EC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Timko Thomas S        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                        Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2023                         M           7,234     A       $ 0           28,187           D 
 Common 
  Stock                   09/03/2023                         F           3,502     D     $ 114.5         24,685           D 
 Common Stock                                                                                           1,250            I       By trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2023                          M                       7,234          (2)             (2)          Stock      7,234         $ 0           7,234            D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and 
 fourth anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Thomas S. Timko                                 09/06/2023 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Strazik Scott         Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2023                         M           59,043    A       $ 0          115,092           D 
 Common 
  Stock                   09/03/2023                         F           28,742    D     $ 114.5         86,350           D 
 Common Stock                                                                                           9,582            I       401(k) 
 Common Stock                                                                                           5,240            I       Spouse's 
                                                                                                                                 401(k) 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2023                          M                       59,043         (2)             (2)          Stock      59,043        $ 0           59,044           D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and 
 fourth anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Scott Strazik                                  09/06/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Stokes Russell        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2023                         M           59,043    A       $ 0          110,344           D 
 Common 
  Stock                   09/03/2023                         F           26,681    D     $ 114.5         83,663           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2023                          M                       59,043         (2)             (2)          Stock      59,043        $ 0           59,044           D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and 
 fourth anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Russell Stokes                                  09/06/2023 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
    (*)Holston Michael J       Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2023                         M           36,169    A       $ 0           94,092           D 
 Common 
  Stock                   09/03/2023                         F           17,152    D     $ 114.5         76,940           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2023                          M                       36,169         (2)             (2)          Stock      36,169        $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. The Restricted Stock Units vests in two equal installments of 50% each, on the second and 
 third anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Michael J. Holston                               09/06/2023 
  ** Signature of Reporting Person                                                         Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
       (*)Cox L Kevin          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2023                         M           48,226    A       $ 0           57,102           D 
 Common 
  Stock                   09/03/2023                         F           21,865    D     $ 114.5         35,237           D 
 Common Stock                                                                                            110             I       by wife's 
                                                                                                                                 trust 
 Common Stock                                                                                            794             I       by 
                                                                                                                                 descendant's 
                                                                                                                                 trust 
 Common Stock                                                                                           12,431           I       by trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2023                          M                       48,226         (2)             (2)          Stock      48,226        $ 0           48,225           D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and 
 fourth anniversary of the grant date. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for L. Kevin Cox                                   09/06/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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September 07, 2023 02:00 ET (06:00 GMT)

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