Henderson Group plc Henderson Group - Holding(s) in Company - UBS (3708G)
26 May 2017 - 7:30PM
UK Regulatory
TIDMHGG
RNS Number : 3708G
Henderson Group plc
26 May 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
--------------------------------------------------------------------------------------------------
1. Identity of the issuer or Henderson Group PLC
the underlying issuer JE00B3CM9527, AU000000HGG2
of existing shares to which
voting rights are
attached:
----------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights Yes
-------------------------------------------------------------- ----------------------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------- ----------------------------------
An acquisition or disposal of instruments with n/a
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------- ----------------------------------
An event changing the breakdown of voting rights n/a
-------------------------------------------------------------- ----------------------------------
Other (please n/a
specify):
------------------------------------------------------- ----- ----------------------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
--------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.): UBS Limited
UBS Securities Australia Limited
--------------------------------------------------------- ---------------------------------------
5. Date of the transaction 19 May 2017
and date on
which the threshold is
crossed or reached:
--------------------------------------------------------- ---------------------------------------
6. Date on which issuer 25 May 2017
notified:
--------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are 5% Section A
crossed or 6% Section (A+B+C)
reached:
--------------------------------------------------------- ---------------------------------------
8. Notified details:
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A: Voting rights attached to shares
---------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------ --------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights
Shares Voting shares rights
Rights
--------------- -------------- -------------- ------------- -------------------- -------------------
Direct Indirect Direct Indirect
--------------- ------------ ------------ ------------- ------- ----------- -------- ---------
Below Below
JE00B3CM9527 Notifiable Notifiable
AU000000HGG2 Threshold Threshold - - 66,895,432 - 5.91%
-------------- -------------- ------------- ------- ----------- -------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ---------------------------- -------------------- -------------------
Right to Recall
lent shares - Any Time 2,450,800 0.22%
----------------- ------------- ---------------------------- -------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
---------------- ------------- ------------- -------------- -------------------- -------------------
Equity Swaps - From - Nominal Delta
30-05-17
To 11-05-20
---------------- ------------- ------------- -------------- -------- ---------
9,434,003 - 0.83%
------------------------------------------------------ -------------------- -------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------ -------------------------------------------------------
78,780,235 6.96%
------------------------------------------------ -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
- directly through its branches: UBS AG London Branch
- 12,831,511 (1.13%);
- indirectly through its subsidiaries: UBS Limited -
351,032 (0.03%) and
- indirectly through its subsidiaries: UBS Securities
Australia Limited - 65,597,692 (5.80%)
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease to hold:
---------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
---------------------------------------------------------------- ------------------------------
13. Additional information:
---------------------------------------------------------------- ------------------------------
14. Contact name: Jamie Bonney / David Iglesias
---------------------------------------------------------------- ------------------------------
15. Contact telephone number: +41 44 239 8058
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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