Randall & Quilter Inv Hldgs Ltd TR-1: Notification of major holdings (5166S)
14 July 2022 - 9:45PM
UK Regulatory
TIDMRQIH
RNS Number : 5166S
Randall & Quilter Inv Hldgs Ltd
14 July 2022
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Randall and Quilter Investment Holdings
underlying issuer of existing shares Ltd.
to which voting rights are attached
(ii) :
-----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) : X
----
3. Details of person subject to the notification obligation (iv)
Name Steven W. Pasko
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Please refer to response at section
9
-----------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------
5. Date on which the threshold was 12 July 2022
crossed or reached (vi) :
-----------------------------------------------
6. Date on which issuer notified 13 July 2022
(DD/MM/YYYY):
-----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- ---------------- --------------------
Resulting situation 12.71%* 12.71%*
on the date
on which threshold
was crossed
or reached
------------------ ---------------------- ---------------- --------------------
Position of 10.12%* 10.12%*
previous notification
(if
applicable)
------------------ ---------------------- ---------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
Ordinary - 47,953,868 12.71%*
BMG7371X1065
----------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. 12.71%*
A
--------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
------------ ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B
1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL
8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Steven W. Pasko 12.71%*
---------------------- --------------------- ------------------------
MTCP LLC 12.71%*
---------------------- --------------------- ------------------------
Brickell Insurance 12.71%*
Holdings LLC
---------------------- --------------------- ------------------------
Brickell PC Insurance 12.71%*
Holdings LLC
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
* As at 12 July 2022, Brickell holds an aggregate total of 47,953,868
ordinary shares, representing 12.71 % of the voting rights attributable
to all of the ordinary shares then in issue in R&Q. This is broken down
as follows:
* 11.02% held by Brickell PC Insurance Holdings LLC;
and
* 1.69% held by Brickell Insurance Holdings LLC.
However, as certain US jurisdictional regulatory consents / approvals
remain outstanding, the ability for Brickell and its affiliates (which
in certain jurisdictions, including certain states in the United States
of America, includes 777 Partners LLC) to exercise voting rights attached
to any shares over 9.9% continues to be restricted until such time as
the appropriate consents or approvals have been obtained.
[For completeness, we note that 777 Partners LLC holds 5,379,065 shares
in R&Q which represents 1.43% of the issued share capital in R&Q as at
13 July 2022.]
Place of completion London, United Kingdom
Date of completion 13 July 2022
-----------------------
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