TIDMTSCO
FORM 8.5 (EPT/NON-RI)
AMMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TESCO PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TESCO PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 18 October 2017
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures BOOKER GROUP PLC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 41,664,797 0.51% 37,800,735 0.46%
(2) Cash-settled derivatives:
21,862,297 0.27% 25,571,333 0.31%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.01% 1,000,000 0.01%
TOTAL: 64,527,094 0.79% 64,372,068 0.79%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
5p ordinary Purchase 1,375,550 1.8737 GBP 1.8587 GBP
5p ordinary Sale 2,481,517 1.8737 GBP 1.857 GBP
ADR Purchase 29,421 7.4400 USD 7.44 USD
ADR Sale 29,421 7.4400 USD 7.44 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 23 1.8586 GBP
5p ordinary CFD Long 33 1.8615 GBP
5p ordinary CFD Long 61 1.8604 GBP
5p ordinary CFD Long 117 1.8585 GBP
5p ordinary CFD Long 141 1.8638 GBP
5p ordinary CFD Long 168 1.8614 GBP
5p ordinary CFD Long 1,169 1.8628 GBP
5p ordinary CFD Long 1,352 1.8673 GBP
5p ordinary CFD Long 1,581 1.8648 GBP
5p ordinary CFD Long 6,719 1.8678 GBP
5p ordinary CFD Long 13,501 1.8667 GBP
5p ordinary CFD Long 20,449 1.8641 GBP
5p ordinary CFD Long 21,608 1.8607 GBP
5p ordinary CFD Long 29,813 1.8620 GBP
5p ordinary CFD Long 32,853 1.8727 GBP
5p ordinary CFD Long 34,130 1.8619 GBP
5p ordinary CFD Long 41,292 1.8670 GBP
5p ordinary CFD Long 44,174 1.8709 GBP
5p ordinary CFD Long 49,433 1.8644 GBP
5p ordinary CFD Long 54,881 1.8627 GBP
5p ordinary CFD Long 55,555 1.8601 GBP
5p ordinary SWAP Long 80,807 1.8674 GBP
5p ordinary CFD Long 95,259 1.8664 GBP
5p ordinary CFD Long 113,633 1.8666 GBP
5p ordinary SWAP Long 133,381 1.8677 GBP
5p ordinary CFD Long 141,793 1.8713 GBP
5p ordinary SWAP Long 141,793 1.8713 GBP
5p ordinary SWAP Expires Long 219,384 1.8698 GBP
20/10/2018
5p ordinary SWAP Long 337,493 1.8671 GBP
5p ordinary CFD Short 1 1.8600 GBP
5p ordinary CFD Short 242 1.8705 GBP
5p ordinary CFD Short 767 1.8700 GBP
5p ordinary SWAP Short 7,202 1.8592 GBP
5p ordinary SWAP Short 20,867 1.8671 GBP
5p ordinary CFD Short 24,008 1.8695 GBP
5p ordinary CFD Short 29,095 1.8702 GBP
5p ordinary SWAP Short 35,587 1.8675 GBP
5p ordinary CFD Short 142,077 1.8682 GBP
5p ordinary SWAP Short 142,520 1.8715 GBP
5p ordinary CFD Short 323,940 1.8691 GBP
5p ordinary SWAP Short 323,940 1.8691 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Oct 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
Name of offeror/offeree TESCO PLC
in relation to whose
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
5p Call Purchased 1,000,000 185.0000 American 15 Dec 2017
ordinary Options
5p Put Purchased -1,000,000 185.0000 American 15 Dec 2017
ordinary Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171023005947/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
October 23, 2017 10:37 ET (14:37 GMT)
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