Amended Statement of Ownership (sc 13g/a)
10 April 2015 - 11:42PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 10)*
REAL GOODS
SOLAR INC
(Name of Issuer)
CLASS A COMMON STOCK
(Title of Class of Securities)
75601N104
(CUSIP Number)
March 31, 2015
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the Rule pursuant to which this Schedule is filed:
x Rule
13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this page shall
not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes.)
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1 |
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NAMES OF
REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):
Columbia Wanger Asset Management, LLC 04-3519872 |
2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See Instructions)
(a) ¨ (b) x1 |
3 |
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SEC USE ONLY
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
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6 |
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SHARED VOTING POWER
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7 |
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SOLE DISPOSITIVE POWER
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8 |
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SHARED DISPOSITIVE POWER
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (See Instructions)
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) Less than 5% (closing filing) |
12 |
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TYPE OF REPORTING PERSON (See
Instructions) IA |
1 |
This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. |
Item 1(a). |
Name of Issuer: |
Item 1(b). |
Address of Issuers Principal Executive Offices: |
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360 Interlocken Boulevard |
Item 2(a). |
Name of Person Filing: |
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Columbia Wanger Asset Management, LLC |
Item 2(b). |
Address of Principal Business Office or, if None, Residence: |
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227 West Monroe Street, Suite 3000, Chicago, IL 60606 |
Item 2(d). |
Title of Class of Securities: |
Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
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Columbia Wanger Asset Management, LLC is an investment adviser in accordance with rule 13d-1(b)(1)(ii)(E). |
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With respect to the beneficial ownership of the reporting person, see Items 5 through 11 of the cover pages to this Schedule 13G, which are incorporated herein by reference. |
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Columbia Wanger Asset Management, LLC (CWAM) does not directly own any shares of common stock of the issuer. As the investment adviser of various unregistered and registered investment companies and other managed
accounts, CWAM may be deemed to beneficially own the shares reported herein. CWAM disclaims beneficial ownership of any shares reported on this Schedule. |
Item 5. |
Ownership of 5 Percent or Less of a Class: |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following x. |
Item 6. |
Ownership or More than Five Percent on Behalf of Another Person: |
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Item 8. |
Identification and Classification of Members of the Group: |
Item 9. |
Notice of Dissolution of Group: |
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By signing below each of the undersigned certifies that, to the best of such undersigneds knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and
were not acquired and are not for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 10, 2015
Columbia Wanger Asset
Management, LLC
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By: |
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/s/ Joseph C. LaPalm |
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Joseph C. LaPalm |
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Chief Compliance Officer |