Current Report Filing (8-k)
09 August 2016 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): August 4, 2016
DELCATH SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
001-16133
|
|
06-1245881
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification Number)
|
1633 Broadway, Suite 22C, New York, New York 10019
(Address of principal executive offices, including zip code)
(212) 489-2100
(Registrants telephone number, including area code)
NONE
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 8.01. Other Events.
On August 4, 2016, Delcath Systems, Inc. (the Company) received a written notification from The NASDAQ Stock Market Listing
Qualifications Staff indicating that, because the closing bid price of the Companys common stock was at least $1.00 per share or greater, for the ten consecutive business days from July 21, 2016 to August 3, 2016, the Company has
regained compliance with the requirement to maintain a minimum bid price of $1.00 per share of Company common stock for continued listing on the NASDAQ Capital Market pursuant to NASDAQ Marketplace Rule 5550(a)(2) and that the matter is now closed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DELCATH SYSTEMS, INC.
|
Dated: August 8, 2016
|
|
|
|
|
|
By:
|
|
/s/ Jennifer K. Simpson, Ph.D.
|
|
|
|
|
|
|
Name:
|
|
Jennifer K. Simpson, Ph.D.
|
|
|
|
|
|
|
Title:
|
|
President and Chief Executive Officer
|