Volex PLC Holding(s) in Company (6328M)
17 October 2016 - 5:00PM
UK Regulatory
TIDMVLX
RNS Number : 6328M
Volex PLC
14 October 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Volex PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------ ---------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
--------------------------------------------------------- ------- ---------------------------
3. Full name of person(s) Argos Funds- Argonaut Fund
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 13/10/2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 14/10/2016
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are Above 3%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- -------------- --------- ------------ ------------ -----------
Below Below 2 721 2 721
GB0009390070 3% 3% 745 745 3.01%
---------------- ----------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- --------------- ---------------- ------------------------- -----------------------
Nominal Delta
--------------- -------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
2 721 745 3.01%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
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Argos Funds- Argonaut Fund
Proxy Voting:
-----------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- --------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- --------------------------
13. Additional information:
------------------------------------------------------------- --------------------------
14. Contact name: Marcus Tang
m.tang@quaerocapital.com
------------------------------------------------------------- --------------------------
15. Contact telephone number: +41 22 799 90 42
------------------------------------------------------------- --------------------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
---------------------------------------------------------------------------------
Full name Argos Fund - Argonaut Fund
(including legal form of
legal entities)
------------------------------------ -------------------------------------------
Contact address 20 boulevard Emmanuel Servais
(registered office for legal Luxembourg / Luxembourg
entities)
------------------------------------ -------------------------------------------
Phone number & email +41 22 799 90 42/ m.tang@quaerocapital.com
------------------------------------ -------------------------------------------
Other useful information Contact person : Marcus Tang
(at least legal representative
for legal persons)
------------------------------------ -------------------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------------------------
Full name Quaero Capital S.A.
------------------------------------ -------------------------------------------
Contact address 20 route de pre-bois
1215 Meyrin Switzerland
------------------------------------ -------------------------------------------
Phone number & email 41 22 799 90 42/ m.tang@quaerocapital.com
------------------------------------ -------------------------------------------
Other useful information Marcus Tang
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ -------------------------------------------
C: Additional information
---------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
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