Current Report Filing (8-k)
30 January 2018 - 7:46AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported)
|
January
26, 2018
|
Tompkins
Financial Corporation
|
(Exact
name of registrant as specified in its charter)
|
New
York
|
1-12709
|
16-1482357
|
(State or other jurisdiction
|
(Commission
|
(IRS Employer
|
of incorporation)
|
File Number)
|
Identification No.)
|
The Commons, PO Box 460,
Ithaca, New York
|
|
14851
|
(Address of Principal executive offices)
|
|
(Zip
Code)
|
Registrant’s telephone
number, including area code
|
(607)
273-3210
|
(Former
name or former address, if changed since last report.)
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
|
☐
|
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐
Item
2.02 Results of Operations and Financial Condition
On
January 26, 2018, Tompkins Financial Corporation, (the “Company”) issued a press release announcing its earnings for
the calendar quarter ended December 31, 2017. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.1
and is incorporated herein by reference.
Item
8.01 Other Events
On
January 26, 2018, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly
cash dividend of $0.48 per share, payable on February 15, 2018, to common shareholders of record on February 6, 2018. A copy of
the press release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits
(a)
Not applicable.
(b)
Not applicable.
(c)
Not applicable.
(d)
Exhibits.
Exhibit No.
|
Description
|
|
|
99.1
|
Press Release of Tompkins Financial Corporation
dated January 26, 2018
|
99.2
|
Press Release of Tompkins Financial Corporation
dated January 26, 2018
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
TOMPKINS FINANCIAL CORPORATION
|
|
|
Date: January 29, 2018
|
/S/ Stephen S. Romaine
|
|
|
Stephen S. Romaine
|
|
President and CEO
|
INDEX
TO EXHIBITS
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