Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
14 November 2022 - 10:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
November 2022
Commission File Number: 001-39179
Addex Therapeutics Ltd
(Exact Name of Registrant as Specified in Its Charter)
Chemin des Mines 9,
CH-1202 Geneva,
Switzerland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.
Form 20-F
x Form 40-F
o
Indicate by
check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1):
o
Indicate by
check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7):
o
INCORPORATION BY REFERENCE
Exhibits 99.1 and 99.2 to this Report on Form 6-K shall be deemed
to be incorporated by reference into the registration statement on
Form F-3 (Registration No. 333-255089) of Addex Therapeutics Ltd
and the registration statement on Form S-8 (Registration No.
333-255124) of Addex Therapeutics Ltd (including any prospectuses
forming a part of such registration statements) and to be a part
thereof from the date on which this report is filed, to the extent
not superseded by documents or reports subsequently filed or
furnished.
RISK FACTORS
Our business faces significant risks. You should carefully consider
all of the information set forth in this Report on Form 6-K
and in our other filings with the United States Securities and
Exchange Commission, or the SEC, including the risk factors related
to our business set forth in our Annual Report on
Form 20-F for the year ended December 31, 2021 filed with
the Securities and Exchange Commission on March 10, 2022 and
updated in our prospectus supplement (No.333-266995) filed on
August 30, 2022. Our business, financial condition, results of
operations and growth prospects could be materially adversely
affected by any of these risks. This report also contains
forward-looking statements that involve risks and uncertainties.
Our results could materially differ from those anticipated in these
forward-looking statements, as a result of certain factors
including the risks described in our Annual Report and our other
SEC filings.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
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Addex
Therapeutics Ltd |
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|
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By: |
/s/ Tim
Dyer |
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Name: |
Tim
Dyer |
Date: November 14,
2022 |
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Title: |
Chief Executive
Officer |
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