Initial Statement of Beneficial Ownership (3)
19 May 2016 - 9:18AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SMITH DARLA M
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/12/2016
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3. Issuer Name
and
Ticker or Trading Symbol
ADVANCED MICRO DEVICES INC [AMD]
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(Last)
(First)
(Middle)
ONE AMD PLACE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ Chief Accounting Officer
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(Street)
SUNNYVALE, CA 94088
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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15946
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option Grant
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5/15/2013
(1)
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5/15/2017
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Common Stock
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6250.0
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$8.8
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D
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Stock Option Grant
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5/15/2013
(1)
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8/15/2017
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Common Stock
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4167.0
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$6.49
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D
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Stock Option Grant
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5/15/2013
(1)
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11/15/2017
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Common Stock
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4166.0
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$7.57
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D
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Stock Option Grant
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5/15/2013
(1)
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2/15/2018
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Common Stock
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6250.0
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$8.6
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D
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Stock Option Grant
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5/15/2014
(2)
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6/15/2018
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Common Stock
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23312.0
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$7.5
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D
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Stock Option Grant
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6/17/2016
(3)
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6/17/2020
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Common Stock
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39823.0
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$3.9
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D
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Stock Option Grant
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8/9/2017
(4)
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8/12/2021
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Common Stock
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23536.0
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$4.08
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D
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Stock Option Grant
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8/15/2018
(5)
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8/15/2022
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Common Stock
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56274.0
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$1.84
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D
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RSU Award
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8/9/2016
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(6)
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Common Stock
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16563.0
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$0.0
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D
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RSU Award
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8/9/2017
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(7)
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Common Stock
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17887.0
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$0.0
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D
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RSU Award
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8/15/2018
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(8)
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Common Stock
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46359.0
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$0.0
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D
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RSU Award
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4/15/2017
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(9)
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Common Stock
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35879.0
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$0.0
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D
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Explanation of Responses:
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(
1)
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This option vested 33 1/3% on 5/15/2011 then remaining shares vest quarterly for the next two years.
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(
2)
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This option vested 33 1/3% on 5/15/2012 then remaining shares vest quarterly for the next two years.
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(
3)
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This option vested 33 1/3% on 6/17/2014 then remaining shares vest quarterly for the next two years.
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(
4)
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This option vested 33 1/3% on 8/9/2015 then remaining shares vest quarterly for the next two years.
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(
5)
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This option shall vest 33 1/3% on 8/15/2016 then remaining shares vest quarterly for the next two years.
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(
6)
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This restricted stock unit award vests 1/3 each on 8/9/2014, 8/9/2015 and 8/9/2016.
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(
7)
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This restricted stock unit award vests 1/3 each on 8/9/2015, 8/9/2016 and 8/9/2017.
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(
8)
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This restricted stock unit award vests 1/3 each on 8/9/2016, 8/9/2017 and 8/9/2018.
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(
9)
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This restricted stock unit award vests 100% on the first anniversary of the date of grant.
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Remarks:
EXHIBIT LIST: EX-24 Form 3 - Darla Smith POA
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SMITH DARLA M
ONE AMD PLACE
SUNNYVALE, CA 94088
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Chief Accounting Officer
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Signatures
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/s/ Darla M. Smith
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5/16/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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