As filed with the Securities and Exchange Commission on December 22, 2021
Registration
No. 333-
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
ARROWHEAD PHARMACEUTICALS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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46-0408024
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification No.)
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177 E. Colorado Blvd, Suite 700
Pasadena, CA 91105
(Address of Principal Executive Offices)
STAND ALONE INDUCEMENT RESTRICTED STOCK UNITS*
(Full Title of the Plans)
*See Explanatory Note on Following Page
Christopher Anzalone
President and Chief Executive Officer
177 E. Colorado Blvd, Suite 700
Pasadena, CA 91105
Telephone: (626) 304-3400
(Name, address, and telephone number, including area code, of agent for service)
Copy to:
Ryan
A. Murr
Gibson, Dunn & Crutcher LLP
555 Mission Street, Suite 3000
San Francisco, California 94105
Telephone: (415) 393-8373
Facsimile: (415) 374-8430
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION
OF REGISTRATION FEE
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Title of Securities
to be Registered
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Amount
to be
Registered(1)
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Proposed
Maximum
Offering Price
per
Share
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration Fee
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Common Stock, $0.001 par value per share
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273,500(2)
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$67.58
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$18,483,130(3)
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$1,713.39
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Total
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273,500
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$18,483,130
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$1,713.39
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(1)
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Pursuant to Rule 416 of the Securities Act of 1933, as amended (the Securities Act), this
registration statement also covers any additional shares of common stock, par value $0.001 per share (the Common Stock), that become issuable by reason of any stock split, stock dividend or similar transaction effected without the
receipt of consideration which results in an increase in the number of the registrants outstanding shares of Common Stock.
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(2)
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Represents shares of Common Stock issuable upon the vesting of restricted stock unit awards granted to 77 new
employees from July 2021 through December 2021 as inducement awards made pursuant to NASDAQ Listing Rule 5635(c)(4).
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(3)
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Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 of the Securities
Act, and based on the average of the high and low sale prices of the registrants Common Stock, as reported on the Nasdaq Global Select Market, on December 17, 2021.
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