Form SC 13G
04 January 2014 - 8:55AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. ________)*
COMBIMATRIX
CORPORATION |
(Name
of Issuer) |
COMMON
STOCK, $.001 PAR VALUE |
(Title
of Class of Securities) |
|
(Name,
Address and Telephone Number of Person |
Authorized
to Receive Notices and Communications) |
JANUARY
3, 2014 |
(Date
of Event which Requires Filing of this Statement) |
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 20009T303 | 13G | Page 2 of 6 Pages |
1 |
|
Names
of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
LONGWOOD CAPITAL PARTNERS
LLC # 45-2817402 |
2 |
|
Check
the Appropriate Box if a Member of a Group
(see instructions)
(a) [ ]
(b) [ ] |
3 |
|
SEC
USE ONLY
|
4 |
|
Citizenship or Place of Organization
STATE OF DELAWARE |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER
501,262 |
6 |
SHARED VOTING POWER
501,262 |
7 |
SOLE DISPOSITIVE
POWER
501,262 |
|
|
|
8 |
SHARED DISPOSITIVE
POWER
501,262 |
9 |
|
Aggregate Amount Beneficially Owned by Each Reporting Person
501,262 |
10 |
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(see instructions)
[ ] |
11 |
|
Percent of Class Represented by Amount in Row (9)
5.08% |
12 |
|
Type
of Reporting Person (see instructions)
IA |
CUSIP No. 20009T303 | 13G | Page 3 of 6 Pages |
Item 1.
|
(a) |
Name of Issuer |
|
|
COMBIMATRIX CORPORATION |
|
|
|
|
(b) |
Address of Issuer’s Principal Executive Offices |
|
|
310 GODDARD SUITE #150 |
|
|
IRVINE, CALIFORNIA 92618 |
Item 2.
|
(a) |
Name of Person Filing |
|
|
MERRI CHU |
|
|
|
|
(b) |
Address of the Principal Office or, if none, residence |
|
|
3200 ALPINE ROAD |
|
|
PORTOLA VALLEY, CALIFORNIA 94028 |
|
|
|
|
(c) |
Citizenship |
|
|
USA |
|
|
|
|
(d) |
Title
of Class of Securities |
|
|
COMMON SHARES |
|
|
|
|
(e) |
CUSIP
Number |
|
|
20009T303 |
Item 3. If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a) |
[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
|
|
|
|
|
(b) |
[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(c) |
[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(d) |
[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|
|
|
|
|
(e) |
[X] |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
|
|
|
|
(f) |
[ ] |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
[ ] |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|
|
|
|
|
(j) |
[ ] |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
CUSIP No. 20009T303 | 13G | Page 4 of 6 Pages |
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount beneficially owned: 501,262 |
|
|
|
|
(b) |
Percent of class: 5.08% |
|
|
|
|
(c) |
Number of shares as to which the person has: 501,262 |
|
|
|
|
|
(i) Sole power to vote or to direct the vote 501,262. |
|
|
|
|
|
(ii) Shared power to vote or to direct the vote 501,262. |
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of 501,262. |
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of 501,262. |
Instruction. For computations regarding securities which
represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following [ ].
Instruction. Dissolution of a group requires a response to
this item.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
CUSIP No. 20009T303 | 13G | Page 5 of 6 Pages |
Item 10. Certification.
|
(a) |
The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): |
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
|
|
|
|
(b) |
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): |
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CUSIP No. 20009T303 | 13G | Page 6 of 6 Pages |
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
|
01/03/2014 |
|
Date |
|
|
|
/s/
MERRI CHU |
|
Signature |
|
|
|
MERRI CHU, CHIEF COMPLIANCE OFFICER |
|
Name/Title |
Combimatrix Corp. (MM) (NASDAQ:CBMX)
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