Statement of Changes in Beneficial Ownership (4)
09 September 2021 - 3:14AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
NOGLOWS WILLIAM P |
2. Issuer Name and Ticker or Trading Symbol
CMC Materials, Inc.
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CCMP
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O CMC MATERIALS, INC., 870 COMMONS DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/3/2021 |
(Street)
AURORA, IL 60504
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/3/2021 | | I | | 7500 | D | $0 (1) | 33625 | I | Trust |
Common Stock | 9/3/2021 | | I | | 7500 | A | $0 (2) | 7500 | I | Trust |
Common Stock | 9/7/2021 | | I | | 7500 | D | $0 (3) | 26125 | I | Trust |
Common Stock | 9/7/2021 | | I | | 7500 | A | $0 (4) | 7500 | I | Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Transfer of shares from Mrs. Noglows trust to a trust for the benefit of a child of Mr. and Mrs. Noglows, as to which Mr. Noglows has investment and voting, but no ownership, control. |
(2) | Represents shares that are held in trust for the benefit of a child of Mr. and Mrs. Noglows, as to which Mr. Noglows has investment and voting, but no ownership, control. He is not deemed the beneficial owner of such shares for Section 16 purposes but wishes to continue to report these shares on a voluntary basis. |
(3) | Transfer of shares from Mrs. Noglows trust to a trust for the benefit of a child of Mr. and Mrs. Noglows, as to which Mr. Noglows has investment and voting, but no ownership, control. |
(4) | Represents shares that are held in trust for the benefit of Mr. and Mrs. Noglows' child, as to which Mr. Noglows has investment and voting control, but no ownership, control. He is not deemed the beneficial owner of such shares for Section 16 purposes but wishes to continue to report these shares on a voluntary basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
NOGLOWS WILLIAM P C/O CMC MATERIALS, INC. 870 COMMONS DRIVE AURORA, IL 60504 | X |
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Signatures
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/s/ H. Carol Bernstein (Power of Attorney) | | 9/8/2021 |
**Signature of Reporting Person | Date |
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