Current Report Filing (8-k)
13 May 2021 - 6:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 11, 2021
FAT
Brands Inc.
(Exact
name of Registrant as Specified in Its Charter)
Delaware
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001-38250
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82-1302696
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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9720
Wilshire Blvd., Suite 500
Beverly
Hills, CA
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90212
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
Telephone Number, Including Area Code: (310) 319-1850
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instructions A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.0001 per share
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FAT
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The
Nasdaq Stock Market LLC
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Series
B Cumulative Preferred Stock, par value $0.0001 per share
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FATBP
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The
Nasdaq Stock Market LLC
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Warrants
to purchase Common Stock
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FATBW
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The
Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Item
2.02 Results of Operations and Financial Condition.
On
May 11, 2021, FAT Brands Inc. (the “Company”) issued a press release announcing its financial results for the thirteen
weeks ending March 28, 2021. A copy of the press release is furnished as Exhibit 99.1 hereto and incorporated herein
by reference.
The
Company also hosted a conference call on May 11, 2021 in which the financial results were discussed. A replay is available
until Tuesday, May 18, 2021, and can be accessed by dialing 1-844-512-2921. The passcode is 13719714.
The
webcast is available at www.fatbrands.com under the “Investors” section.
Item
7.01 Regulation FD Disclosure.
On
May 11, 2021, the Company provided supplemental financial information to be used in its earnings presentation for the thirteen
weeks ending March 28, 2021 on its website at https://ir.fatbrands.com/events-and-presentations/default.aspx. A copy of
the earning supplement is furnished as Exhibit 99.2 hereto and is incorporated herein by reference.
In
accordance with General Instruction B.2 of Form 8-K, the information in this Item 2.02 and 7.01, including Exhibit 99.1 and Exhibit
99.2, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or
otherwise subject to the liabilities of that section. Such information may be incorporated by reference in another filing under
the Securities and Exchange Act of 1934 or the Securities Act of 1933 only if, and to the extent that, such subsequent filing
specifically references such information.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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FAT
Brands Inc.
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Date:
May 12, 2021
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/s/
Andrew A. Wiederhorn
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Andrew
A. Wiederhorn
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Chief
Executive Officer
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