Statement of Ownership (sc 13g)
15 February 2019 - 8:10AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington
,
D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Forward Industries,
Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
349862300
(CUSIP Number)
December 31, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
☐
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☑
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Rule 13d-1(d)
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*The
remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF
ABOVE PERSONS (ENTITIES ONLY)
Jenny Yu
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
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(a)
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Taiwan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
1,110,563
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
1,110,563
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
1,110,563
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10
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
11.6%
(1)
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12
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TYPE OF REPORTING PERSON
In - Individual
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(1)
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Based
on 9,533,851 shares outstanding as of December 31, 2018.
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ITEM 1.
(a) Name
of Issuer: Forward Industries, Inc.
(b) Address
of Issuer's Principal Executive Offices: 477 Rosemary
Avenue, Suite 219, West Palm Beach, Florida 33401
ITEM
2.
(a) Name
of Person Filing: Jenny Yu
(b) Address
of Principal Business Office or, if none, Residence 9255 Doheny Rd., Apartment 2905, West Hollywood, California,
90069
(c) Citizenship: Taiwan
(d) Title
of Class of Securities: Common Stock
(e) CUSIP
Number: 349862300
ITEM
3. IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR
240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not
Applicable.
ITEM
4. OWNERSHIP.
See
Item 5 through 9 and 11 of cover page.
ITEM
5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not
Applicable.
ITEM
6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not
Applicable.
ITEM
7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not
Applicable.
ITEM
8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not
Applicable.
ITEM
9. NOTICE OF DISSOLUTION OF GROUP.
Not
Applicable.
ITEM
10. CERTIFICATION
By signing below I certify that,
to the best of my knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities solely in
connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
February 14, 2019
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By:
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/s Jenny Yu
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Jenny Yu
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