Statement of Changes in Beneficial Ownership (4)
12 May 2021 - 1:43AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Atkinson Fraser |
2. Issuer Name and Ticker or Trading Symbol
GREENPOWER MOTOR Co INC.
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GPV
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and Chairman |
(Last)
(First)
(Middle)
PENTHOUSE 2 - 141 WATER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/7/2021 |
(Street)
VANCOUVER, A1 V6B 1A7
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | | | | | | | | 1137766 | D | |
Common Shares | 5/7/2021 | | P | | 6000 | A | $19.913 (1) | 1143766 | D | |
Common Shares | | | | | | | | 28571 | I | Atkinson Family Trust |
Common Shares | | | | | | | | 804854 | I | Koko Financial Services Ltd. |
Common Shares | | | | | | | | 17858 | I | H. Atkinson ITF RR Atkinson |
Common Shares | | | | | | | | 17858 | I | H. Atkinson ITF SS Atkinson |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $5.25 (1) | | | | | | | 2/2/2017 | 2/2/2022 | Common | 14286 | | 14286 | D | |
Stock Options | $5.25 (1) | | | | | | | 5/26/2017 | 5/26/2022 | Common | 85714 | | 100000 | D | |
Stock Options | $3.50 (1) | | | | | | | 5/4/2018 | 5/4/2023 | Common | 14286 | | 114286 | D | |
Stock Options | $3.50 (1) | | | | | | | 2/12/2019 | 2/12/2024 | Common | 14286 | | 128572 | D | |
Stock Options | $2.59 (1) | | | | | | | 1/30/2020 | 1/30/2025 | Common | 28571 | | 157143 | D | |
Stock Options | $20.00 | | | | | | | 3/19/2021 (2) | 11/19/2025 | Common | 100000 | | 257153 | D | |
Warrants | $4.55 (1) | | | | | | | 11/2/2018 | 6/29/2021 | Common | 285714 | | 285714 | D | |
Warrants | $4.20 (1) | | | | | | | 3/14/2019 | 3/14/2022 | Common | 342857 | | 628571 | D | |
Warrants | $3.50 (1) | | | | | | | 9/25/2017 | 9/25/2021 | Common | 80357 | | 80357 | I | Koko Financial Services Ltd. |
Explanation of Responses: |
(1) | Canadian dollars |
(2) | (5) The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the first anniversary of the date of grant, (iii) 25% after the second anniversary of the date of grant and (iv) 25% after the third anniversary of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Atkinson Fraser PENTHOUSE 2 - 141 WATER STREET VANCOUVER, A1 V6B 1A7 | X | X | CEO and Chairman |
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Signatures
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/s/ Fraser Atkinson | | 5/11/2021 |
**Signature of Reporting Person | Date |
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