Current Report Filing (8-k)
13 September 2017 - 6:52AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): September 12, 2017
Health
Insurance Innovations, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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001-35811
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46-1282634
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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15438
N. Florida Avenue, Suite 201
Tampa,
Florida
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33613
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (877) 376-5831
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
On
September 12, 2017, Health Insurance Innovations, Inc. issued a press release addressing misleading information in the marketplace.
The press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item
9.01.
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Financial
Statements and Exhibits.
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Forward-Looking
Statements
This
Current Report on Form 8-K contains “forward-looking statements” within the meaning of the U.S. Private Securities
Litigation Reform Act of 1995. Forward-looking statements are statements other than historical fact, and may include statements
relating to goals, plans and projections regarding new markets, products, services, growth strategies, regulatory compliance and
examinations, anticipated trends in the Company’s business and anticipated changes and developments in the United States
health insurance system and laws. Forward-looking statements are based on the Company’s current assumptions, expectations
and beliefs are generally identifiable by use of words “may,” “might,” “will,” “should,”
“expects,” “plans,” “anticipates,” “believes,” “estimates,” “predicts,”
“potential” or “continue,” or similar expressions and involve significant risks and uncertainties that
could cause actual results, developments and business decisions to differ materially from those contemplated by these statements.
These risks could cause actual results to differ materially from those expressed or implied in the Company’s forward-looking
statements and are discussed in the Company’s most recent Annual Report on Form 10-K filed with the Securities and Exchange
Commission (SEC) as well as other documents that may be filed by the Company from time to time with the Securities and Exchange
Commission, which are available at www.sec.gov. Any forward-looking statement made by the Company in this report is based only
on information currently available to the Company and speaks only as of the date on which it is made. You should not rely on any
forward-looking statement as representing the Company’s views in the future. The Company undertakes no obligation to publicly
update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new
information, future developments or otherwise.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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HEALTH
INSURANCE INNOVATIONS, INC.
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By:
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/
s/
Michael D. Hershberger
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Name:
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Michael
D. Hershberger
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Title:
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Chief
Financial Officer, Treasurer, and Secretary
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Date:
September 12, 2017
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