Initial Statement of Beneficial Ownership (3)
07 July 2022 - 4:16AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Atalaya Capital Management LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/27/2022
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3. Issuer Name and Ticker or Trading Symbol
Northern Lights Acquisition Corp. [NLIT]
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(Last)
(First)
(Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10020
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1599496 | I | By Midtown East Management NL LLC (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Atalaya Capital Management LP ("ACM") is the investment manager of Atalaya Special Purpose Investment Fund II LP ("ASPIF II") and Midtown East Management NL LLC ("Midtown"). ASPIF II is the sole member of Midtown. ACM disclaims beneficial ownership over such shares, except to the extent of its pecuniary interest therein, if any. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Atalaya Capital Management LP ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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Atalaya Special Purpose Investment Fund II LP ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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Midtown East Management NL LLC ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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Signatures
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Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory | | 7/6/2022 |
**Signature of Reporting Person | Date |
Atalaya Special Purpose Investment Fund II LP By: Atalaya Capital Management LP, its investment manager By: /s/ Drew Phillips, Authorized Signatory | | 7/6/2022 |
**Signature of Reporting Person | Date |
Midtown East Management NL LLC By: Atalaya Special Purpose Investment Fund II LP, its sole member By: Atalaya Capital Management LP, its investment manager By: /s/ Drew Phillips, Authorized Signatory | | 7/6/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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