- Amended Statement of Ownership (SC 13G/A)
09 September 2009 - 6:23AM
Edgar (US Regulatory)
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SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Schedule
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 3)*
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PATRIOT
CAPITAL FUNDING, INC.
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(Name
of Issuer)
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Common
Stock
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(Title
of Class of Securities)
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70335Y104
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(CUSIP
Number)
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(Date
of Event Which Requires Filing of this
Statement)
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Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
o
Rule
13d-1(b)
x
Rule
13d-1(c)
o
Rule 13d-1(d)
__________________
*The
remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
** This
is a terminal filing as the reporting person owns less than 5% of the issuer’s
securities.
The
information required in the remainder of this cover page shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however,
see
the Notes).
Persons
who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
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1.
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NAMES
OF REPORTING PERSONS
I.R.S.
Identification Nos. of above persons (entities only).
Compass
Group Investments, Ltd. (1)
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(See Instructions)
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(a)
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o
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(b)
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x
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Bermuda (1)
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NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH:
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5.
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SOLE VOTING
POWER
-0-
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6.
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SHARED VOTING
POWER
-0- (1)
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7.
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SOLE DISPOSITIVE
POWER
-0-
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8.
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SHARED DISPOSITIVE POWER
-0- (1)
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9.
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
-0- (1)
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10.
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
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o
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11.
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
0
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12.
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TYPE OF REPORTING PERSON
(See Instructions) CO
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(1)
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See
Note 2 to Item 4.
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13G
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Item
1.
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(a) Name
of Issuer
Patriot Capital Funding,
Inc.
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(b)
Address of Issuer’s Principal Executive Offices
274 Riverside Avenue
Westport,
CT 06880
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Item
2.
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(a) Name
of Person Filing
Compass Group Investments,
Ltd.
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(b) Address
of Principal Business Office, or if none, Residence
69 Pitts Bay Road, Belvedere
Building – 4
th
Floor
Hamilton, Bermuda
HM08
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(c) Citizenship Bermuda
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(d) Title
of Class of Securities Common Stock
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(e) CUSIP
Number 70335Y104
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Item
3.
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If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
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(a)
o
Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o)
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(b)
o
Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
o
Insurance company
as defined in section 3(a)(19) of the Act (15. U.S.C. 78c).
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(d)
o
Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
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(e)
o
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
o
An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F).
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(g)
o
A parent holding
company or control person in accordance with
§240.13d-1(b)(1)(ii)(G).
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(h)
o
A savings
associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813).
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(i)
o
A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3).
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(j)
o
Group, in
accordance with §240.13d-1(b)(1)(ii)(J).
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Item
4.
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Ownership
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Provide
the following information regarding the aggregate number and percentage of
the class of securities of the issuer identified in Item 1.
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(a) Amount
beneficially owned:
-0-(2)
.
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(b) Percent
of class:
0% .
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(c) Number
of shares as to which the person has:
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(i)
Sole power to vote or to direct the vote
-0-
.
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(ii) Shared
power to vote or to direct the vote
-0-(2)
.
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(iii) Sole
power to dispose or to direct the disposition of
-0-
.
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(iv) Shared
power to dispose or to direct the disposition of
-0-(2)
.
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(2) Wilton
Funding Holdings, LLC was the record holder of the shares. Wilton Funding
Holdings, LLC is indirectly owned and controlled by Compass Group Investments,
Ltd. (“CGI”) (CGI is the successor to Compass Group Investments,
Inc., a Bahamas international business company and the original reporting
person, which was redomiciled as a Bermuda exempted company in April of 2008).
As a result CGI may have been deemed to beneficially own the shares held by
Wilton Funding Holdings, LLC. Compass Wilton Partners, LP is the sole member of
Wilton Funding Holdings, LLC; Concorde Wilton Holdings, LP is the principal
limited partner of Compass Wilton Partners, LP; Navco Management, Ltd. (“Navco”)
is the general partner of Compass Wilton Partners, LP and Concorde Wilton
Holdings, LP; Navco is managed by Thomas Hsu, a director, Peter
Antturri, a director and Cora Lee Starzomski, a director; Navco and CGI are
wholly owned by Kattegat Limited (“Kattegat”), a Bermudian exempt company;
Kattegat Limited is wholly-owned by the Kattegat Trust (the “Trust”), a
Bermudian charitable trust, the trustee of which is Kattegat Private Trustees
Limited (the “Trustee”), a Bermudian exempted company; Path Spirit Limited
(“Path”), an English company limited by guarantee, is the trust protector for
the Trust; the Trustee is wholly owned by the Lund Purpose Trust (“Lund”), a
Bermudian purpose trust; the member directors of Path are Axel Karlshoej, Svend
Erik Kjærgaard and Arthur Coady; and, as a result, each of Compass Wilton
Partners, LP, Concorde Wilton Holdings, LP, Navco, the directors of Navco,
Kattegat, the Trust, the Trustee, Path, Lund and the member directors of Path
may have been deemed to beneficially own the shares of common stock that were
held by Wilton Funding Holding
s, LLC. Each of these
entities (other than CGI) and individuals disclaimed beneficial ownership of the
shares of common stock referred to herein, except to the extent of such entity’s
pecuniary interest therein.
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Item
5.
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Ownership
of Five Percent or Less of a Class
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If this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following
x
.
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Item
6.
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Ownership
of More than Five Percent on Behalf of Another
Person:
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding
Company
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N/A
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Item
8.
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Identification
and Classification of Members of the
Group
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Item
9.
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Notice
of Dissolution of Group
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N/A
By signing below I certify that, to the
best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
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September 8, 2009
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Date
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/s/ Cora Lee Starzomski
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Signature
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Compass
Group Investments Ltd.
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Cora Lee Starzomski,
Director
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Name/Title
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Patriot Capital Funding (MM) (NASDAQ:PCAP)
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